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Caterpillar Inc.

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Caterpillar Inc.

Market open

 --Real time quotes

Apr 14, 2021, 10:10 a.m.

CAT
/zigman2/quotes/203434128/composite

$

233.33

Change

+3.98 +1.74%

Volume

Volume 439,654

Real time quotes

/zigman2/quotes/203434128/composite

Previous close

$ 229.35

$ 233.33

Change

+3.98 +1.74%

Day low

Day high

$229.55

$234.00

Open

52 week low

52 week high

$100.22

$237.78

Open

Insider Actions for Caterpillar Inc.

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
03/25/2021 Gerald Johnson
Director 		557   Award at $224.25 per share. 124,907
03/08/2021 Denise C. Johnson
Group President 		3,548   Disposition at $220.69 per share. 783,008
03/08/2021 Denise C. Johnson
Group President 		10,707   Disposition at $219.75 per share. 2,352,863
03/08/2021 Denise C. Johnson
Group President 		5,927   Disposition at $218.98 per share. 1,297,894
03/08/2021 Denise C. Johnson
Group President 		23,737   Disposition at $220.42 per share. 5,232,109
03/08/2021 Denise C. Johnson
Group President 		8,872   Disposition at $219.42 per share. 1,946,694
03/08/2021 Denise C. Johnson
Group President 		9,141   Disposition at $218.88 per share. 2,000,782
03/08/2021 Denise C. Johnson
Group President 		18,763   Disposition at $219.85 per share. 4,125,045
03/08/2021 Suzette M. Long
CLO/General Counsel 		1,772   Disposition at $220.84 per share. 391,328
03/08/2021 Suzette M. Long
CLO/General Counsel 		3,050   Disposition at $219.69 per share. 670,054
03/08/2021 Suzette M. Long
CLO/General Counsel 		2,469   Disposition at $218.81 per share. 540,241
03/08/2021 Suzette M. Long
CLO/General Counsel 		2,685   Disposition at $220.8 per share. 592,848
03/08/2021 Suzette M. Long
CLO/General Counsel 		9,704   Disposition at $219.84 per share. 2,133,327
03/08/2021 Suzette M. Long
CLO/General Counsel 		8,140   Disposition at $219.03 per share. 1,782,904
03/08/2021 Suzette M. Long
CLO/General Counsel 		3,104   Disposition at $220.66 per share. 684,928
03/08/2021 Suzette M. Long
CLO/General Counsel 		8,346   Disposition at $219.74 per share. 1,833,950
03/08/2021 Suzette M. Long
CLO/General Counsel 		4,561   Disposition at $218.91 per share. 998,448
03/08/2021 Suzette M. Long
CLO/General Counsel 		2,920   Disposition at $220.68 per share. 644,385
03/08/2021 Suzette M. Long
CLO/General Counsel 		8,516   Disposition at $219.69 per share. 1,870,880
03/08/2021 Suzette M. Long
CLO/General Counsel 		4,044   Disposition at $218.92 per share. 885,312
03/08/2021 G. Michael Marvel
Chief Accounting Officer 		5,056   Disposition at $220.97 per share. 1,117,224
03/08/2021 Denise C. Johnson
Group President 		23,737   Derivative/Non-derivative trans. at $127.6 per share. 3,028,841
03/08/2021 Denise C. Johnson
Group President 		18,013   Derivative/Non-derivative trans. at $138.35 per share. 2,492,098
03/08/2021 Denise C. Johnson
Group President 		18,763   Derivative/Non-derivative trans. at $151.12 per share. 2,835,464
03/08/2021 Suzette M. Long
CLO/General Counsel 		20,529   Derivative/Non-derivative trans. at $127.6 per share. 2,619,500
03/08/2021 Suzette M. Long
CLO/General Counsel 		16,011   Derivative/Non-derivative trans. at $138.35 per share. 2,215,121
03/08/2021 Suzette M. Long
CLO/General Counsel 		15,480   Derivative/Non-derivative trans. at $151.12 per share. 2,339,337
03/08/2021 G. Michael Marvel
Chief Accounting Officer 		5,056   Derivative/Non-derivative trans. at $95.66 per share. 483,656
03/05/2021 Bob De Lange
Group President 		1,700   Disposition at $216.49 per share. 368,033
03/05/2021 Bob De Lange
Group President 		5,794   Disposition at $215.45 per share. 1,248,317
03/05/2021 Bob De Lange
Group President 		15,494   Disposition at $214.57 per share. 3,324,547
03/05/2021 Bob De Lange
Group President 		8,900   Disposition at $213.58 per share. 1,900,862
03/05/2021 Andrew Robert John Bonfield
Chief Financial Officer 		17,826   Derivative/Non-derivative trans. at $216.14 per share. 3,852,911
03/05/2021 Andrew Robert John Bonfield
Chief Financial Officer 		28,803   Derivative/Non-derivative trans. at $216.14 per share. 6,225,480
03/05/2021 Andrew Robert John Bonfield
Chief Financial Officer 		18,627   Derivative/Non-derivative trans. at $216.14 per share. 4,026,039
03/05/2021 Bob De Lange
Group President 		31,888   Derivative/Non-derivative trans. at $83 per share. 2,646,704
03/05/2021 Andrew Robert John Bonfield
Chief Financial Officer 		23,096   Derivative/Non-derivative trans. at $127.6 per share. 2,947,049
03/05/2021 Andrew Robert John Bonfield
Chief Financial Officer 		36,026   Derivative/Non-derivative trans. at $138.35 per share. 4,984,197
03/05/2021 Andrew Robert John Bonfield
Chief Financial Officer 		23,077   Derivative/Non-derivative trans. at $141.32 per share. 3,261,241
03/02/2021 Juan Antonio Carlos Cortina Gallardo
Director 		363   Derivative/Non-derivative trans. at $0 per share. 0
03/02/2021 Miles D. White
Director 		507   Derivative/Non-derivative trans. at $0 per share. 0
03/01/2021 Juan Antonio Carlos Cortina Gallardo
Director 		683   Award at $0 per share. 0
03/01/2021 William A. Osborn
Director 		683   Award at $0 per share. 0
03/01/2021 David L. Calhoun
Director 		683   Award at $0 per share. 0
03/01/2021 Edward Barry Rust
Director 		683   Award at $0 per share. 0
03/01/2021 Susan C. Schwab
Director 		683   Award at $0 per share. 0
03/01/2021 Dan M. Dickinson
Director 		683   Award at $0 per share. 0
03/01/2021 Debra L. Reed-Klages
Director 		683   Award at $0 per share. 0
03/01/2021 Miles D. White
Director 		683   Award at $0 per share. 0
03/01/2021 Rayford Wilkins
Director 		683   Award at $0 per share. 0
03/01/2021 Kelly Ann Ayotte
Director 		683   Award at $0 per share. 0
02/09/2021 Donald James Umpleby
Chairman & CEO; Director 		19,766   Derivative/Non-derivative trans. at $196.78 per share. 3,889,553
02/09/2021 Bob De Lange
Group President 		6,047   Derivative/Non-derivative trans. at $196.78 per share. 1,189,928
02/09/2021 Andrew Robert John Bonfield
Chief Financial Officer 		1,762   Derivative/Non-derivative trans. at $196.78 per share. 346,726
02/09/2021 Denise C. Johnson
Group President 		5,472   Derivative/Non-derivative trans. at $196.78 per share. 1,076,780
02/09/2021 Cheryl H. Johnson
Chief Human Resources Officer 		3,366   Derivative/Non-derivative trans. at $196.78 per share. 662,361
02/09/2021 Joseph E. Creed
Group President 		1,150   Derivative/Non-derivative trans. at $196.78 per share. 226,297
02/09/2021 Suzette M. Long
CLO/General Counsel 		4,471   Derivative/Non-derivative trans. at $196.78 per share. 879,803
02/09/2021 Tony Fassino
Group President 		1,080   Derivative/Non-derivative trans. at $196.78 per share. 212,522
02/09/2021 G. Michael Marvel
Chief Accounting Officer 		235   Derivative/Non-derivative trans. at $196.78 per share. 46,243
02/09/2021 Donald James Umpleby
Chairman & CEO; Director 		46,337   Award at $0 per share. 0
02/09/2021 Bob De Lange
Group President 		15,327   Award at $0 per share. 0
02/09/2021 Andrew Robert John Bonfield
Chief Financial Officer 		5,659   Award at $0 per share. 0
02/09/2021 Denise C. Johnson
Group President 		14,258   Award at $0 per share. 0
02/09/2021 Cheryl H. Johnson
Chief Human Resources Officer 		9,267   Award at $0 per share. 0
02/09/2021 Joseph E. Creed
Group President 		4,633   Award at $0 per share. 0
02/09/2021 Suzette M. Long
CLO/General Counsel 		11,762   Award at $0 per share. 0
02/09/2021 Tony Fassino
Group President 		3,565   Award at $0 per share. 0
02/09/2021 G. Michael Marvel
Chief Accounting Officer 		802   Award at $0 per share. 0
02/02/2021 G. Michael Marvel
Chief Accounting Officer 		4,018   Disposition at $190.76 per share. 766,473
02/02/2021 G. Michael Marvel
Chief Accounting Officer 		4,018   Derivative/Non-derivative trans. at $74.77 per share. 300,425
01/21/2021 William P. Ainsworth
Group Pres. thru 12/31/2020 		500   Gift at $0 per share. 0
12/30/2020 Donald James Umpleby
Chairman & CEO; Director 		59,000   Gift at $0 per share. 0
12/16/2020 William P. Ainsworth
Group Pres. thru 12/31/2020 		500   Gift at $0 per share. 0
Copyright 2021 FactSet Research Systems Inc. All rights reserved. Source FactSet Fundamentals.

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
32 Purchases
40 Sales
354,691
290,943
Last 6 months
46 Purchases
60 Sales
1,047,270
920,157
Last 12 months
57 Purchases
78 Sales
1,367,021
1,218,840

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie Engstrom
Chief Information Officer & Vice president
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
Vice President-Strategic Procurement
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Thomas G. Frake
Vice President-Excavation Division
Ms. Kathryn Dickey Karol
Vice President
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Vice President
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Global Construction & Infrastructure Division
Mr. Bob De Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Tony Fassino
Group President-CI
Mr. Joseph E. Creed
Group President-E&T
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Gerald Johnson
Director
Mr. David L. Calhoun
Director
Mr. Richard D. Moore
Treasurer
Mr. Matthew R. Jones
Chief Audit Officer
Mr. G. Michael Marvel
Chief Accounting Officer
Ms. Kate Kenny
Head-Global Government & Corporate Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. William A. Osborn
Independent Director
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. Juan Ignacio Gallardo Thurlow
Independent Director
Mr. Dan M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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