Bulletin
Investor Alert

Citizens Financial Group Inc.

NYS: CFG

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Jul 10, 2020, 7:56 p.m.

CFG
/zigman2/quotes/205410375/composite

$

23.75

Change

-0.43 -1.78%

Volume

Volume 51,822

Quotes are delayed by 20 min

/zigman2/quotes/205410375/composite

Previous close

$ 22.73

$ 24.18

Change

+1.45 +6.38%

Day low

Day high

$22.71

$24.18

Open

52 week low

52 week high

$14.12

$41.29

Open

Insider Actions for Citizens Financial Group Inc.

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
05/13/2020 Charles John Koch
Director
279   Award at $0 per share. 0
05/13/2020 Shivan S. Subramaniam
Director
279   Award at $0 per share. 0
05/13/2020 William P. Hankowsky
Director
279   Award at $0 per share. 0
05/13/2020 Howard W. Hanna
Director
279   Award at $0 per share. 0
05/13/2020 Leo I. Higdon
Director
279   Award at $0 per share. 0
05/13/2020 Marita Zuraitis
Director
279   Award at $0 per share. 0
05/13/2020 Wendy A. Watson
Director
279   Award at $0 per share. 0
05/13/2020 Christine M. Cumming
Director
279   Award at $0 per share. 0
05/13/2020 Terrance J. Lillis
Director
223   Award at $0 per share. 0
05/13/2020 Edward Joseph Kelly
Director
223   Award at $0 per share. 0
05/13/2020 Robert Graham Leary
Director
130   Award at $0 per share. 0
05/07/2020 William P. Hankowsky
Director
165   Acquisition at $21.25 per share. 3,506
04/23/2020 Charles John Koch
Director
6,419   Award at $0 per share. 0
04/23/2020 Shivan S. Subramaniam
Director
6,419   Award at $0 per share. 0
04/23/2020 William P. Hankowsky
Director
6,419   Award at $0 per share. 0
04/23/2020 Howard W. Hanna
Director
6,419   Award at $0 per share. 0
04/23/2020 Leo I. Higdon
Director
6,419   Award at $0 per share. 0
04/23/2020 Marita Zuraitis
Director
6,419   Award at $0 per share. 0
04/23/2020 Wendy A. Watson
Director
6,419   Award at $0 per share. 0
04/23/2020 Christine M. Cumming
Director
6,419   Award at $0 per share. 0
04/23/2020 Terrance J. Lillis
Director
6,419   Award at $0 per share. 0
04/23/2020 Edward Joseph Kelly
Director
6,419   Award at $0 per share. 0
04/23/2020 Robert Graham Leary
Director
6,419   Award at $0 per share. 0
04/22/2020 Charles John Koch
Director
5,000   Acquisition at $19.76 per share. 98,800
04/21/2020 Charles John Koch
Director
20,000   Acquisition at $19.47 per share. 389,400
04/20/2020 William P. Hankowsky
Director
10,000   Acquisition at $20.56 per share. 205,600
03/13/2020 Brendan Coughlin
Head of Consumer Banking
4,500   Disposition at $22.21 per share. 99,945
03/11/2020 Shivan S. Subramaniam
Director
2,000   Acquisition at $24.62 per share. 49,240
03/11/2020 Shivan S. Subramaniam
Director
2,000   Acquisition at $24.62 per share. 49,240
03/10/2020 Terrance J. Lillis
Director
1,000   Acquisition at $24.46 per share. 24,460
03/06/2020 Leo I. Higdon
Director
1,000   Acquisition at $27.73 per share. 27,730

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
26 Purchases
0 Sales
108,582
0
Last 6 months
60 Purchases
12 Sales
525,645
188,860
Last 12 months
83 Purchases
13 Sales
542,192
191,000

Officers and Executives

Mr. Bruce Winfield van Saun
Chairman & Chief Executive Officer
Mr. John F. Woods
Vice Chairman & Chief Financial Officer
Mr. Michael Ruttledge
Chief Information Officer
Mr. Robert M. Nelson
Chief Compliance Officer
Ms. Beth Johnson
Chief Experience Officer
Mr. Donald H. McCree
Vice Chairman-Commercial Banking
Mr. Malcolm D. Griggs
Chief Risk Officer
Ms. Mary Ellen Baker
Head-Business Services
Mr. Brendan Coughlin
Head-Consumer Banking
Mr. Robert Graham Leary
Director
Mr. Edward Joseph Kelly
Director
Mr. Craig Jack Read
Chief Accounting Officer, EVP & Controller
Ms. Kristin Silberberg
Head-Investor Relations
Ms. Susan LaMonica
Chief Human Resources Officer
Mr. Robin S. Elkowitz
Secretary & Executive Vice President
Mr. Stephen T. Gannon
Chief Legal Officer & General Counsel
Ms. Wendy A. Watson
Independent Director
Mr. Howard W. Hanna
Independent Director
Ms. Marita Zuraitis
Independent Director
Mr. Leo I. Higdon
Independent Director
Mr. Charles John Koch
Independent Director
Mr. Shivan S. Subramaniam
Lead Independent Director
Dr. Christine M. Cumming
Independent Director
Mr. William P. Hankowsky
Independent Director
Mr. Terrance J. Lillis
Independent Director
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