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Investor Alert

Morgan Stanley

NYS: MS

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Dec 13, 2019, 7:59 p.m.

MS
/zigman2/quotes/209104354/composite

$

50.14

Change

-0.10 -0.20%

Volume

Volume 683,151

Quotes are delayed by 20 min

/zigman2/quotes/209104354/composite

Previous close

$ 50.69

$ 50.24

Change

-0.45 -0.89%

Day low

Day high

$50.14

$51.15

Open

52 week low

52 week high

$36.74

$51.15

Open

Insider Actions for Morgan Stanley

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
12/01/2019 Hutham S. Olayan
Director
1,059   Award at $49.57 per share. 52,494
12/01/2019 Thomas Henry Glocer
Director
1,614   Award at $49.57 per share. 80,005
12/01/2019 Perry Marques Traquina
Director
1,362   Award at $49.57 per share. 67,514
12/01/2019 Dame Elizabeth Corley
Director
958   Award at $49.57 per share. 47,488
12/01/2019 Mary L. Schapiro
Director
958   Award at $49.57 per share. 47,488
11/27/2019 Keishi Hotsuki
Chief Risk Officer
26,000   Disposition at $49.78 per share. 1,294,280
11/27/2019 Paul C. Wirth
Deputy Chief Financial Officer
25,000   Disposition at $49.62 per share. 1,240,500
11/26/2019 Keishi Hotsuki
Chief Risk Officer
2,000   Gift at $0 per share. 0
11/21/2019 Robert Rooney
Head of Tech/Ops/Resilience
51,105   Disposition at $49.13 per share. 2,510,788
11/01/2019 Stephen James Luczo
Director
3,102   Award at $0 per share. 0
10/29/2019 Mitsubishi UFJ Financial Group, Inc.
38,000   1,777,260
10/29/2019 Mitsubishi UFJ Financial Group, Inc.
1,094,110   49,902,357
10/21/2019 James Patrick Gorman
Chairman and CEO; Director
4,520   Gift at $0 per share. 0
09/20/2019 Mitsubishi UFJ Financial Group, Inc.
7,913,505   326,906,891
08/07/2019 James Patrick Gorman
Chairman and CEO; Director
1,265   Gift at $0 per share. 0
07/29/2019 Mitsubishi UFJ Financial Group, Inc.
1,557,900   70,136,658

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
6 Purchases
8 Sales
9,053
9,154,240
Last 6 months
6 Purchases
11 Sales
9,053
16,830,744
Last 12 months
37 Purchases
38 Sales
1,262,143
31,912,022

Officers and Executives

Mr. James Patrick Gorman
Chairman & Chief Executive Officer
Mr. Jonathan M. Pruzan
Chief Financial Officer & Executive Vice President
Mr. Robert Rooney
Head-Technology
Mr. Daniel A. Simkowitz
Head-Investment Management
Ms. Carla A. Harris
Vice Chairman-Wealth Management & MD
Mr. Mark L. Edelstone
Managing Director
Mr. Keishi Hotsuki
Chief Risk Officer & Executive Vice President
Ms. Katy L. Huberty
Managing Director-Research
Mr. Andrew Michael Saperstein
Co-Head of Wealth Management
Mr. Edward Liu
Managing Director
Ms. Kate Claassen
Head-Consumer Internet Banking
Mr. Ted Pick
Head-Trading & Investment Banking
Ms. Kathy Bergsteinsson
Managing Director
Ms. Naureen Hassan
Chief Digital Officer-Wealth Management
Mr. Douglas Ruby
Senior Vice President-Wealth Management
Mr. Kwok King Chan
Managing Director
Mr. Taylor Henricks
Executive Director-Technology Investment Banking
Mr. Thomas R. Nides
Vice Chairman-Operating Committee
Mr. Frank Ducomble
Executive Director-Equities
Mr. Barry Price
Managing Director
Mr. Stephen James Luczo
Director
Mr. Takeshi Ogasawara
Director
Mr. Nobuyuki Hirano
Director
Mr. John Ryan
Global Treasurer
Ms. Audrey Choi
Chief Marketing & Sustainability Officer
Mr. Paul C. Wirth
Principal Accounting Officer & Deputy CFO
Ms. Michele Davis
Media Relations Contact
Mr. Jeffrey S. Brodsky
Chief Human Resources Officer & Executive VP
Mr. Martin M. Cohen
Secretary
Mr. Eric F. Grossman
Chief Legal Officer & Executive Vice President
Ms. Dame Elizabeth Corley
Independent Director
Mr. Thomas Henry Glocer
Lead Independent Director
Mr. Dennis M. Nally
Independent Director
Mr. Alistair Darling
Independent Director
Mr. Perry Marques Traquina
Independent Director
Ms. Judith A. Miscik
Independent Director
Ms. Hutham S. Olayan
Independent Director
Mr. Rayford Wilkins
Independent Director
Mr. Robert H. Herz
Independent Director
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