Bulletin
Investor Alert

Morgan Stanley

NYS: MS

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Feb 21, 2020, 7:59 p.m.

MS
/zigman2/quotes/209104354/composite

$

52.35

Change

-0.07 -0.13%

Volume

Volume 1.06m

Quotes are delayed by 20 min

/zigman2/quotes/209104354/composite

Previous close

$ 53.75

$ 52.42

Change

-1.33 -2.47%

Day low

Day high

$52.09

$53.59

Open

52 week low

52 week high

$38.76

$57.57

Open

Thomas Colm Kelleher

Transactions

Date Shares Transaction Value
04/24/2019 10,600   Gift at $0 per share. 0
02/26/2019 73,038   Derivative/Non-derivative trans. at $42.19 per share. 3,081,474
02/26/2019 138,276   Award at $0 per share. 0
01/18/2019 12,293   Derivative/Non-derivative trans. at $42.53 per share. 522,822
01/18/2019 150,365   Award at $0 per share. 0
02/27/2018 72,340   Derivative/Non-derivative trans. at $57.01 per share. 4,124,104
02/27/2018 142,631   Award at $0 per share. 0
01/19/2018 25,792   Derivative/Non-derivative trans. at $55.84 per share. 1,440,226
01/19/2018 33,979   Award at $0 per share. 0
10/23/2017 40,000   Disposition at $50.59 per share. 2,023,600
03/01/2017 73,159   Derivative/Non-derivative trans. at $45.67 per share. 3,341,172
03/01/2017 148,442   Award at $0 per share. 0
02/08/2017 182,027   Disposition at $43.82 per share. 7,976,424
02/08/2017 182,027   Derivative/Non-derivative trans. at $30.01 per share. 5,462,630
01/18/2017 46,368   Derivative/Non-derivative trans. at $42.15 per share. 1,954,412
01/18/2017 56,206   Award at $0 per share. 0
11/10/2016 64,127   Disposition at $38.71 per share. 2,482,357
11/10/2016 155,167   Disposition at $37.92 per share. 5,883,933
11/10/2016 222,713   Derivative/Non-derivative trans. at $22.98 per share. 5,117,944
10/20/2016 222,712   Disposition at $32.9 per share. 7,327,225
10/20/2016 222,712   Derivative/Non-derivative trans. at $22.98 per share. 5,117,921
07/21/2016 20,411   Derivative/Non-derivative trans. at $28.78 per share. 587,429
02/25/2016 83,174   Derivative/Non-derivative trans. at $23.71 per share. 1,972,056
02/25/2016 176,968   Award at $0 per share. 0
01/20/2016 31,718   Derivative/Non-derivative trans. at $26.26 per share. 832,915
01/20/2016 125,384   Award at $0 per share. 0
07/21/2015 15,555   Derivative/Non-derivative trans. at $40.04 per share. 622,823
04/29/2015 32,833   Disposition at $36.72 per share. 1,205,628
03/02/2015 46,553   Derivative/Non-derivative trans. at $35.79 per share. 1,666,132
03/02/2015 99,047   Award at $0 per share. 0

Officers and Executives

Mr. James Patrick Gorman
Chairman & Chief Executive Officer
Mr. Jonathan M. Pruzan
Chief Financial Officer & Executive Vice President
Mr. Robert Rooney
Head-Technology
Mr. Daniel A. Simkowitz
Head-Investment Management
Mr. Mark L. Edelstone
Managing Director
Mr. Ted Pick
Head-Trading & Investment Banking
Mr. Douglas Ruby
Senior Vice President-Wealth Management
Ms. Carla A. Harris
Vice Chairman-Wealth Management & MD
Mr. Keishi Hotsuki
Chief Risk Officer & Executive Vice President
Ms. Deborah A. DeCotis
Mr. Thomas R. Nides
Vice Chairman-Operating Committee
Mr. Taylor Henricks
Executive Director-Technology Investment Banking
Mr. Kwok King Chan
Managing Director
Ms. Katy L. Huberty
Managing Director-Research
Ms. Naureen Hassan
Chief Digital Officer-Wealth Management
Ms. Kate Claassen
Head-Consumer Internet Banking
Ms. Kathy Bergsteinsson
Managing Director
Mr. Frank Ducomble
Executive Director-Equities
Mr. Barry Price
Managing Director
Mr. Edward Liu
Managing Director
Mr. Andrew Michael Saperstein
Co-Head of Wealth Management
Mr. Takeshi Ogasawara
Director
Mr. Stephen James Luczo
Director
Mr. Nobuyuki Hirano
Director
Mr. John Ryan
Global Treasurer
Ms. Audrey Choi
Chief Marketing & Sustainability Officer
Mr. Paul C. Wirth
Principal Accounting Officer & Deputy CFO
Mr. Jeffrey S. Brodsky
Chief Human Resources Officer & Executive VP
Mr. Martin M. Cohen
Secretary
Mr. Eric F. Grossman
Chief Legal Officer & Executive Vice President
Mr. Robert H. Herz
Independent Director
Mr. Thomas Henry Glocer
Lead Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Hutham S. Olayan
Independent Director
Ms. Judith A. Miscik
Independent Director
Mr. Alistair Darling
Independent Director
Mr. Perry Marques Traquina
Independent Director
Mr. Dennis M. Nally
Independent Director
Ms. Dame Elizabeth Corley
Independent Director
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