Bulletin
Investor Alert

Morgan Stanley

NYS: MS

GO
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After Hours

 --Quotes are delayed by 20 min

May 22, 2020, 7:59 p.m.

MS
/zigman2/quotes/209104354/composite

$

40.19

Change

+0.06 +0.15%

Volume

Volume 182,845

Quotes are delayed by 20 min

/zigman2/quotes/209104354/composite

Previous close

$ 40.30

$ 40.13

Change

-0.17 -0.42%

Day low

Day high

$39.80

$40.54

Open

52 week low

52 week high

$27.20

$57.57

Open

Dame Elizabeth Corley

Ms. Dame E. Corley is an Independent Director at Morgan Stanley, an Independent Non-Executive Director at BAE Systems Plc, an Independent Non-Executive Director at Pearson Plc, a Chairman at Allianz Global Investors Luxembourg SA, a Chairman-Supervisory Board at Allianz Global Investors Advisory GmbH, a Member at The Committee of 200, a Member- AQR Institute of Asset Management at London Business School, a Member-International Regulatory Strategy Group at City of London Underwriting Agencies Ltd. and a Member-Stakeholder group of European Securities & Markets Authority. She is on the Board of Directors at Morgan Stanley, BAE Systems Plc, The British Museum, Pearson Plc, Pearson Education, Inc., Investment Management Association, FICC Markets Standards Board Ltd., CFA Institute (United Kingdom) and The British Museum Friends Ltd. Ms. Corley was previously employed as a Member-Supervisory Board by risklab GmbH, a Non-Executive Director by The Financial Reporting Council Ltd., a Member-Supervisory Board by Euler Hermes Group SA, a Chairman by Allianz Global Investors Kapitalanlage GmbH, a Chairman by Allianz Global Investors Italia SGR SpA, a Chairman by Allianz Global Investors (France) SA, a Member-Management Board by Allianz Asset Management AG, a Chairman-Management Board by Allianz Global Investors GmbH /OLD/, a Global Chief Executive Officer by Allianz Global Investors GmbH, a Vice Chair by Allianz Global Investors GmbH (UK), a Partner by Coopers & Lybrand (London), a Chairman by Forum of European Asset Managers, and a MD & Head-EMEA Asia Pacific Mutual Fund Business by Mercury Asset Management Group Plc. She also served on the board at Agenzia Giornalistica Italia SpA.

Transactions

Date Shares Transaction Value
12/01/2019 958   Award at $49.57 per share. 47,488
06/01/2019 1,161   Award at $40.92 per share. 47,508
06/01/2019 6,110   Award at $0 per share. 0
12/01/2018 960   Award at $44.27 per share. 42,499
05/24/2018 512   Award at $53.74 per share. 27,514
05/24/2018 4,652   Award at $0 per share. 0
02/01/2018 1,462   Award at $0 per share. 0

Officers and Executives

Mr. James Patrick Gorman
Chairman & Chief Executive Officer
Mr. Jonathan M. Pruzan
Chief Financial Officer & Executive Vice President
Mr. Robert Rooney
Head-Technology, Operations & Firm Resilience
Mr. Daniel A. Simkowitz
Head-Investment Management
Mr. Mark L. Edelstone
Managing Director
Mr. Edward N. Pick
Head-Institutional Securities Group
Mr. Douglas Ruby
Senior Vice President-Wealth Management
Ms. Carla A. Harris
Vice Chairman-Wealth Management & MD
Mr. Keishi Hotsuki
Chief Risk Officer & Executive Vice President
Mr. Thomas R. Nides
Vice Chairman-Operating Committee
Mr. Taylor Henricks
Executive Director-Technology Investment Banking
Mr. Kwok King Chan
Managing Director
Ms. Katy L. Huberty
Managing Director-Research
Ms. Kathy Bergsteinsson
Managing Director
Mr. Frank Ducomble
Executive Director-Equities
Mr. Edward Liu
Managing Director
Mr. Andrew Michael Saperstein
Head-Wealth Management
Ms. Kate Claassen
Head-Consumer Internet Banking
Mr. Takeshi Ogasawara
Director
Mr. Nobuyuki Hirano
Director
Ms. Audrey Choi
Chief Marketing & Sustainability Officer
Mr. Jeffrey S. Brodsky
Chief Human Resources Officer & Executive VP
Mr. Martin M. Cohen
Secretary
Mr. Eric F. Grossman
Chief Legal Officer & Executive Vice President
Mr. Stephen James Luczo
Independent Director
Mr. Robert H. Herz
Independent Director
Mr. Rayford Wilkins
Independent Director
Mr. Thomas Henry Glocer
Lead Independent Director
Ms. Hutham S. Olayan
Independent Director
Ms. Judith A. Miscik
Independent Director
Mr. Alistair Darling
Independent Director
Mr. Perry Marques Traquina
Independent Director
Mr. Dennis M. Nally
Independent Director
Ms. Dame Elizabeth Corley
Independent Director
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