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Jan 28, 2020, 4:18 a.m.





+0.17 +0.32%


Volume 2,170

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$ 53.11

$ 53.11


-1.44 -2.64%

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Robert H. Herz

Presently, Robert H. Herz occupies the position of President of Robert H. Herz LLC. He is also Executive-in-Residence at Columbia Business School and on the board of 7 other companies.nIn the past Mr. Herz held the position of Member of International Accounting Standards Board, Member-Standing Advisory Group at Accounting Standards Oversight Council, Partner at PricewaterhouseCoopers LLP and Chairman of Financial Accounting Standards Board.nHe received an undergraduate degree from The University of Manchester.


Date Shares Transaction Value
06/01/2019 6,110   Award at $0 per share. 0
05/24/2018 4,652   Award at $0 per share. 0
05/22/2017 5,991   Award at $0 per share. 0
05/17/2016 9,525   Award at $0 per share. 0
05/19/2015 6,470   Award at $0 per share. 0

Officers and Executives

Mr. James Patrick Gorman
Chairman & Chief Executive Officer
Mr. Jonathan M. Pruzan
Chief Financial Officer & Executive Vice President
Mr. Robert Rooney
Mr. Daniel A. Simkowitz
Head-Investment Management
Mr. Mark L. Edelstone
Managing Director
Mr. Ted Pick
Head-Trading & Investment Banking
Mr. Douglas Ruby
Senior Vice President-Wealth Management
Ms. Carla A. Harris
Vice Chairman-Wealth Management & MD
Mr. Keishi Hotsuki
Chief Risk Officer & Executive Vice President
Mr. Thomas R. Nides
Vice Chairman-Operating Committee
Mr. Taylor Henricks
Executive Director-Technology Investment Banking
Mr. Kwok King Chan
Managing Director
Ms. Katy L. Huberty
Managing Director-Research
Ms. Naureen Hassan
Chief Digital Officer-Wealth Management
Ms. Kathy Bergsteinsson
Managing Director
Ms. Kate Claassen
Head-Consumer Internet Banking
Mr. Frank Ducomble
Executive Director-Equities
Mr. Barry Price
Managing Director
Mr. Edward Liu
Managing Director
Mr. Andrew Michael Saperstein
Co-Head of Wealth Management
Mr. Takeshi Ogasawara
Mr. Stephen James Luczo
Mr. Nobuyuki Hirano
Mr. John Ryan
Global Treasurer
Ms. Audrey Choi
Chief Marketing & Sustainability Officer
Mr. Paul C. Wirth
Principal Accounting Officer & Deputy CFO
Mr. Jeffrey S. Brodsky
Chief Human Resources Officer & Executive VP
Mr. Martin M. Cohen
Mr. Eric F. Grossman
Chief Legal Officer & Executive Vice President
Mr. Robert H. Herz
Independent Director
Mr. Thomas Henry Glocer
Lead Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Hutham S. Olayan
Independent Director
Ms. Judith A. Miscik
Independent Director
Mr. Alistair Darling
Independent Director
Mr. Perry Marques Traquina
Independent Director
Mr. Dennis M. Nally
Independent Director
Ms. Dame Elizabeth Corley
Independent Director
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