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New York Markets Open in:

Principal Financial Group Inc.

NAS: PFG

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Jan 21, 2020, 4:47 p.m.

PFG
/zigman2/quotes/201030797/composite

$

55.62

Change

0.00 0.00%

Volume

Volume 127,374

Quotes are delayed by 20 min

/zigman2/quotes/201030797/composite

Previous close

$ 57.08

$ 55.62

Change

-1.47 -2.57%

Day low

Day high

$55.47

$56.81

Open

52 week low

52 week high

$46.56

$60.81

Open

Insider Actions for Principal Financial Group Inc.

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
12/27/2019 Charles Daniel Gelatt
Director
566   Award at $0 per share. 0
12/27/2019 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
109   Award at $0 per share. 0
12/27/2019 Karen Elizabeth Shaff
EVP, Gen l Counsel, Secretary
139   Award at $0 per share. 0
12/27/2019 Patrick Gregory Halter
Chief Executive Officer, PGI
235   Award at $0 per share. 0
12/27/2019 Luis E. Valdes
Pres - Int l Asset Mgmt&Accum
503   Award at $0 per share. 0
12/27/2019 Elizabeth E. Tallett
Director
560   Award at $0 per share. 0
12/27/2019 Jocelyn E. Carter-Miller
Director
534   Award at $0 per share. 0
12/27/2019 Betsy J. Bernard
Director
511   Award at $0 per share. 0
12/27/2019 Sandra L. Helton
Director
511   Award at $0 per share. 0
12/27/2019 Michael T. Dan
Director
271   Award at $0 per share. 0
12/27/2019 Amy C. Friedrich
President - USIS
170   Award at $0 per share. 0
12/27/2019 Renee Schaaf
President - RIS
39   Award at $0 per share. 0
12/27/2019 Roger C. Hochschild
Director
150   Award at $0 per share. 0
12/27/2019 Blair C. Pickerell
Director
137   Award at $0 per share. 0
12/27/2019 Scott M. Mills
Director
109   Award at $0 per share. 0
12/27/2019 Diane C. Nordin
Director
72   Award at $0 per share. 0
12/27/2019 Jonathan S. Auerbach
Director
19   Award at $0 per share. 0
12/27/2019 Julia M. Lawler
EVP & Chief Risk Officer
124   Award at $0 per share. 0
12/13/2019 Daniel Joseph Houston
Chairman, President & CEO; Director
47,750   Gift at $0 per share. 0
12/12/2019 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
620   Gift at $0 per share. 0
12/02/2019 Julia M. Lawler
EVP & Chief Risk Officer
1,000   Disposition at $54.63 per share. 54,630
11/15/2019 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
92   Gift at $0 per share. 0
11/01/2019 Julia M. Lawler
EVP & Chief Risk Officer
1,000   Disposition at $53.94 per share. 53,940
10/01/2019 Julia M. Lawler
EVP & Chief Risk Officer
1,000   Disposition at $57.56 per share. 57,560
09/27/2019 Charles Daniel Gelatt
Director
535   Award at $0 per share. 0
09/27/2019 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
103   Award at $0 per share. 0
09/27/2019 Karen Elizabeth Shaff
EVP, Gen l Counsel, Secretary
131   Award at $0 per share. 0
09/27/2019 Patrick Gregory Halter
Chief Executive Officer, PGI
222   Award at $0 per share. 0
09/27/2019 Luis E. Valdes
Pres - Int l Asset Mgmt&Accum
486   Award at $0 per share. 0
09/27/2019 Elizabeth E. Tallett
Director
530   Award at $0 per share. 0
09/27/2019 Julia M. Lawler
EVP & Chief Risk Officer
117   Award at $0 per share. 0
09/27/2019 Jocelyn E. Carter-Miller
Director
505   Award at $0 per share. 0
09/27/2019 Betsy J. Bernard
Director
483   Award at $0 per share. 0
09/27/2019 Sandra L. Helton
Director
483   Award at $0 per share. 0
09/27/2019 Michael T. Dan
Director
257   Award at $0 per share. 0
09/27/2019 Amy C. Friedrich
President - USIS
160   Award at $0 per share. 0
09/27/2019 Renee Schaaf
President - RIS
37   Award at $0 per share. 0
09/27/2019 Roger C. Hochschild
Director
142   Award at $0 per share. 0
09/27/2019 Blair C. Pickerell
Director
130   Award at $0 per share. 0
09/27/2019 Scott M. Mills
Director
103   Award at $0 per share. 0
09/27/2019 Diane C. Nordin
Director
68   Award at $0 per share. 0
09/15/2019 Jonathan S. Auerbach
Director
1,936   Award at $0 per share. 0
09/03/2019 Julia M. Lawler
EVP & Chief Risk Officer
1,000   Disposition at $52.95 per share. 52,950

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
17 Purchases
6 Sales
4,635
50,586
Last 6 months
35 Purchases
9 Sales
11,063
53,586
Last 12 months
95 Purchases
16 Sales
223,726
116,431

Officers and Executives

Mr. Daniel Joseph Houston
Chairman, President & Chief Executive Officer
Ms. Deanna D. Strable-Soethout
Chief Financial Officer & Executive Vice President
Mr. Dennis Jon Menken
Chief Investment Officer & Senior VP
Mr. Kamal Bhatia
President & CEO-Principal Funds
Ms. Julia M. Lawler
Chief Risk Officer & Executive Vice President
Mr. Luis E. Valdes
President-Principal International
Mr. Timothy Mark Dunbar
President-Global Asset Management
Ms. Amy C. Friedrich
President-U.S. Insurance Solutions
Mr. Gregory A. Linde
Senior Vice President-Individual Life
Ms. Ellen W. Shumway
Senior Executive Director-Strategy & Boutique
Ms. Barbara McKenzie
Chief Operating Officer-Boutique Operations
Mr. Patrick Gregory Halter
Chief Executive Officer-Principal Global Investors
Mr. Renee Schaaf
President-Retirement & Income Solutions
Mr. Srinivas D. Reddy
Senior VP-Retirement & Income Solutions
Mr. Jerry Patterson
Senior VP-Retirement & Income Solutions
Mr. Jonathan S. Auerbach
Director
Ms. Beth Wood
Chief Marketing Officer & Senior Vice President
Mr. Kevin Morris
VP & CMO-Retirement & Income Solutions
Ms. Angela R. Sanders
Senior Vice President & Controller
Mr. John Egan
Vice President-Investor Relations
Dr. Jon N. Couture
Chief Human Resources Officer
Ms. Karen Elizabeth Shaff
Secretary & Executive Vice President
Mr. Christopher J. Littlefield
General Counsel
Ms. Elizabeth E. Tallett
Lead Independent Director
Ms. Betsy J. Bernard
Independent Director
Ms. Sandra L. Helton
Independent Director
Ms. Jocelyn E. Carter-Miller
Independent Director
Dr. Charles Daniel Gelatt
Independent Director
Mr. Michael T. Dan
Independent Director
Mr. Roger C. Hochschild
Independent Director
Mr. Blair C. Pickerell
Independent Director
Mr. Scott M. Mills
Independent Director
Ms. Diane C. Nordin
Independent Director
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