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Principal Financial Group Inc.

NAS: PFG

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Jun 4, 2020, 6:43 p.m.

PFG
/zigman2/quotes/201030797/composite

$

44.97

Change

+0.33 +0.74%

Volume

Volume 209,124

Quotes are delayed by 20 min

/zigman2/quotes/201030797/composite

Previous close

$ 43.03

$ 44.64

Change

+1.61 +3.74%

Day low

Day high

$42.08

$44.64

Open

52 week low

52 week high

$23.31

$60.81

Open

Insider Actions for Principal Financial Group Inc.

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
05/26/2020 Clare Stack Richer
Director
4,135   Award at $0 per share. 0
05/19/2020 Elizabeth E. Tallett
Director
4,674   Award at $0 per share. 0
05/19/2020 Jocelyn E. Carter-Miller
Director
4,674   Award at $0 per share. 0
05/19/2020 Sandra L. Helton
Director
4,674   Award at $0 per share. 0
05/19/2020 Michael T. Dan
Director
4,674   Award at $0 per share. 0
05/19/2020 Roger C. Hochschild
Director
4,674   Award at $0 per share. 0
05/19/2020 Blair C. Pickerell
Director
4,674   Award at $0 per share. 0
05/19/2020 Scott M. Mills
Director
4,674   Award at $0 per share. 0
05/19/2020 Diane C. Nordin
Director
4,674   Award at $0 per share. 0
05/19/2020 Jonathan S. Auerbach
Director
4,674   Award at $0 per share. 0
03/27/2020 Charles Daniel Gelatt
Director
978   Award at $0 per share. 0
03/27/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
191   Award at $0 per share. 0
03/27/2020 Karen Elizabeth Shaff
EVP, Gen l Counsel, Secretary
240   Award at $0 per share. 0
03/27/2020 Patrick Gregory Halter
Chief Executive Officer, PGI
109   Award at $0 per share. 0
03/27/2020 Elizabeth E. Tallett
Director
968   Award at $0 per share. 0
03/27/2020 Luis E. Valdes
Pres - Int l Asset Mgmt&Accum
1,121   Award at $0 per share. 0
03/27/2020 Jocelyn E. Carter-Miller
Director
922   Award at $0 per share. 0
03/27/2020 Sandra L. Helton
Director
883   Award at $0 per share. 0
03/27/2020 Julia M. Lawler
EVP & Chief Risk Officer
120   Award at $0 per share. 0
03/27/2020 Betsy J. Bernard
Director
883   Award at $0 per share. 0
03/27/2020 Michael T. Dan
Director
469   Award at $0 per share. 0
03/27/2020 Amy C. Friedrich
President - USIS
252   Award at $0 per share. 0
03/27/2020 Renee V. Schaaf
President - RIS
43   Award at $0 per share. 0
03/27/2020 Roger C. Hochschild
Director
259   Award at $0 per share. 0
03/27/2020 Blair C. Pickerell
Director
237   Award at $0 per share. 0
03/27/2020 Scott M. Mills
Director
188   Award at $0 per share. 0
03/27/2020 Diane C. Nordin
Director
124   Award at $0 per share. 0
03/27/2020 Jonathan S. Auerbach
Director
34   Award at $0 per share. 0
03/10/2020 Charles Daniel Gelatt
Director
6,083   Acquisition at $35.92 per share. 218,501
03/10/2020 Charles Daniel Gelatt
Director
22,065   Acquisition at $35.41 per share. 781,321
03/10/2020 Michael T. Dan
Director
5,000   Award at $35.57 per share. 177,850
03/09/2020 Michael T. Dan
Director
3,260   Award at $38.35 per share. 125,021
03/03/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
350   Disposition at $46.88 per share. 16,408
03/03/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
1,100   Disposition at $46.02 per share. 50,622
03/03/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
846   Disposition at $45.13 per share. 38,179
03/03/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
1,116   Disposition at $46.95 per share. 52,396
03/03/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
4,051   Disposition at $46.06 per share. 186,589
03/03/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
3,099   Disposition at $45.17 per share. 139,981
02/27/2020 Charles Daniel Gelatt
Director
21,174   Award at $47.23 per share. 1,000,048
02/27/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
1,137   Derivative/Non-derivative trans. at $46.81 per share. 53,222
02/27/2020 Patrick Gregory Halter
Chief Executive Officer, PGI
4,844   Derivative/Non-derivative trans. at $46.81 per share. 226,747
02/27/2020 Julia M. Lawler
EVP & Chief Risk Officer
1,526   Derivative/Non-derivative trans. at $46.81 per share. 71,432
02/27/2020 Amy C. Friedrich
President - USIS
747   Derivative/Non-derivative trans. at $46.81 per share. 34,967
02/27/2020 Renee V. Schaaf
President - RIS
390   Derivative/Non-derivative trans. at $46.81 per share. 18,255
02/24/2020 Daniel Joseph Houston
Chairman, President & CEO; Director
23,777   Award at $0 per share. 0
02/24/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
3,579   Award at $0 per share. 0
02/24/2020 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
8,266   Award at $0 per share. 0
02/24/2020 Karen Elizabeth Shaff
EVP, Gen l Counsel, Secretary
7,330   Award at $0 per share. 0
02/24/2020 Gary P. Scholten
EVP & Ch Info Officer
5,171   Award at $0 per share. 0
02/24/2020 Patrick Gregory Halter
Chief Executive Officer, PGI
6,166   Award at $0 per share. 0
02/24/2020 Timothy Mark Dunbar
President - Global Asset Mgmt
9,474   Award at $0 per share. 0
02/24/2020 Luis E. Valdes
Pres - Int l Asset Mgmt&Accum
8,073   Award at $0 per share. 0
02/24/2020 Amy C. Friedrich
President - USIS
2,152   Award at $0 per share. 0
02/24/2020 Renee V. Schaaf
President - RIS
1,287   Award at $0 per share. 0
12/27/2019 Charles Daniel Gelatt
Director
566   Award at $0 per share. 0
12/27/2019 Deanna D. Strable-Soethout
EVP & Chief Financial Officer
109   Award at $0 per share. 0
12/27/2019 Karen Elizabeth Shaff
EVP, Gen l Counsel, Secretary
139   Award at $0 per share. 0
12/27/2019 Patrick Gregory Halter
Chief Executive Officer, PGI
235   Award at $0 per share. 0
12/27/2019 Elizabeth E. Tallett
Director
560   Award at $0 per share. 0
12/27/2019 Luis E. Valdes
Pres - Int l Asset Mgmt&Accum
503   Award at $0 per share. 0
12/27/2019 Jocelyn E. Carter-Miller
Director
534   Award at $0 per share. 0
12/27/2019 Sandra L. Helton
Director
511   Award at $0 per share. 0
12/27/2019 Betsy J. Bernard
Director
511   Award at $0 per share. 0
12/27/2019 Michael T. Dan
Director
271   Award at $0 per share. 0
12/27/2019 Amy C. Friedrich
President - USIS
170   Award at $0 per share. 0
12/27/2019 Renee V. Schaaf
President - RIS
39   Award at $0 per share. 0
12/27/2019 Roger C. Hochschild
Director
150   Award at $0 per share. 0
12/27/2019 Blair C. Pickerell
Director
137   Award at $0 per share. 0
12/27/2019 Scott M. Mills
Director
109   Award at $0 per share. 0
12/27/2019 Diane C. Nordin
Director
72   Award at $0 per share. 0
12/27/2019 Jonathan S. Auerbach
Director
19   Award at $0 per share. 0
12/27/2019 Julia M. Lawler
EVP & Chief Risk Officer
124   Award at $0 per share. 0
12/13/2019 Daniel Joseph Houston
Chairman, President & CEO; Director
47,750   Gift at $0 per share. 0

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
32 Purchases
0 Sales
90,630
0
Last 6 months
60 Purchases
14 Sales
191,714
67,700
Last 12 months
97 Purchases
26 Sales
242,150
135,287

Officers and Executives

Mr. Daniel Joseph Houston
Chairman, President & Chief Executive Officer
Ms. Deanna D. Strable-Soethout
Chief Financial Officer & Executive Vice President
Ms. Kathleen B. Kay
Chief Information Officer
Mr. Thomas Tay Nguen Cheong
President-Principal Asia & Senior Vice President
Mr. Pedro Esteban Borda
COO & Senior VP-Principal International
Ms. Elizabeth B. Happe
Chief Compliance Officer & Senior Vice President
Mr. David M. Blake
Chief Investment Officer-Principal Global
Mr. Kamal Bhatia
President & CEO-Principal Funds
Ms. Julia M. Lawler
Chief Risk Officer & Executive Vice President
Mr. Luis E. Valdes
President-Principal International
Mr. Timothy Mark Dunbar
President-Global Asset Management
Ms. Amy C. Friedrich
President-U.S. Insurance Solutions
Mr. Gregory A. Linde
Senior Vice President-Individual Life
Mr. Dennis Jon Menken
Chief Investment Officer-General Account & SVP
Ms. Ellen W. Shumway
Senior Executive Director-Strategy & Boutique
Ms. Barbara McKenzie
Senior Executive Director-Investments
Mr. Patrick Gregory Halter
Chief Executive Officer-Principal Global Investors
Mr. Srinivas D. Reddy
Senior VP-Retirement & Income Solutions
Mr. Jerry Patterson
Senior VP-Retirement & Income Solutions
Mr. Renee V. Schaaf
President-Retirement & Income Solutions
Ms. Clare Stack Richer
Director
Mr. Jonathan S. Auerbach
Director
Ms. Beth Wood
Chief Marketing Officer & Senior Vice President
Mr. Kevin Morris
VP & CMO-Retirement & Income Solutions
Ms. Angela R. Sanders
Senior Vice President & Controller
Mr. John Egan
Vice President-Investor Relations
Dr. Jon N. Couture
Chief Human Resources Officer & Senior VP
Mr. Christopher J. Littlefield
Secretary, Executive VP & General Counsel
Ms. Elizabeth E. Tallett
Lead Independent Director
Ms. Sandra L. Helton
Independent Director
Ms. Jocelyn E. Carter-Miller
Independent Director
Mr. Michael T. Dan
Independent Director
Mr. Roger C. Hochschild
Independent Director
Mr. Blair C. Pickerell
Independent Director
Mr. Scott M. Mills
Lead Independent Director
Ms. Diane C. Nordin
Independent Director
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