Bulletin
Investor Alert

State Street Corp.

NYS: STT

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Feb 25, 2021, 7:32 p.m.

STT
/zigman2/quotes/209758976/composite

$

73.80

Change

-0.46 -0.62%

Volume

Volume 36,836

Quotes are delayed by 20 min

/zigman2/quotes/209758976/composite

Today's close

$ 76.82

$ 74.26

Change

-2.56 -3.33%

Day low

Day high

$74.02

$78.25

Open

52 week low

52 week high

$42.10

$81.08

Open

Insider Actions for State Street Corp.

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
02/16/2021 Andrew P. Kuritzkes
EVP and Chief Risk Officer
1,609   Disposition at $73.99 per share. 119,049
02/16/2021 Andrew P. Kuritzkes
EVP and Chief Risk Officer
2,541   Disposition at $73.99 per share. 188,008
02/16/2021 Andrew J. Erickson
Executive Vice President
630   Disposition at $73.99 per share. 46,613
02/15/2021 Ronald Philip O'Hanley
Chairman, President and CEO; Director
12,497   Derivative/Non-derivative trans. at $73.5 per share. 918,529
02/15/2021 David C. Phelan
EVP; Gen Counsel and Secretary
1,017   Derivative/Non-derivative trans. at $73.5 per share. 74,749
02/15/2021 Andrew P. Kuritzkes
EVP and Chief Risk Officer
4,216   Derivative/Non-derivative trans. at $73.5 per share. 309,876
02/15/2021 Louis D. Maiuri
EVP & Chief Operating Officer
4,264   Derivative/Non-derivative trans. at $73.5 per share. 313,404
02/15/2021 Eric W. Aboaf
EVP and CFO
5,153   Derivative/Non-derivative trans. at $73.5 per share. 378,745
02/15/2021 Kathryn M. Horgan
Executive Vice President
2,500   Derivative/Non-derivative trans. at $73.5 per share. 183,750
02/15/2021 Andrew J. Erickson
Executive Vice President
2,126   Derivative/Non-derivative trans. at $73.5 per share. 156,261
02/15/2021 Cyrus Russi Taraporevala
EVP; President and CEO of SSGA
3,888   Derivative/Non-derivative trans. at $73.5 per share. 285,768
02/15/2021 Michael Richards
EVP and Chief Admin Officer
6   Derivative/Non-derivative trans. at $73.5 per share. 441
02/15/2021 Michael Richards
EVP and Chief Admin Officer
456   Derivative/Non-derivative trans. at $73.5 per share. 33,516
02/15/2021 Ian Appleyard
EVP, CAO and Global Controller
1,420   Derivative/Non-derivative trans. at $73.5 per share. 104,370
11/19/2020 Michael Richards
EVP and Chief Admin Officer
400   Disposition at $68.59 per share. 27,436
11/16/2020 Michael Richards
EVP and Chief Admin Officer
316   Disposition at $70.5 per share. 22,278
11/15/2020 David C. Phelan
EVP; Gen Counsel and Secretary
1,822   Derivative/Non-derivative trans. at $68.52 per share. 124,843
11/15/2020 Cyrus Russi Taraporevala
EVP; President and CEO of SSGA
566   Derivative/Non-derivative trans. at $68.52 per share. 38,782
11/15/2020 Michael Richards
EVP and Chief Admin Officer
6   Derivative/Non-derivative trans. at $68.52 per share. 411
11/15/2020 Michael Richards
EVP and Chief Admin Officer
781   Derivative/Non-derivative trans. at $68.52 per share. 53,514
11/11/2020 Ronald Philip O'Hanley
Chairman, President and CEO; Director
7,000   Gift at $0 per share. 0
10/19/2020 Francisco Alberto Aristeguieta Silva
EVP and CEO of Inst. Services
16,334   Disposition at $66.68 per share. 1,089,151
10/19/2020 Francisco Alberto Aristeguieta Silva
EVP and CEO of Inst. Services
45,849   Disposition at $65.94 per share. 3,023,283
08/17/2020 Michael Richards
EVP and Chief Admin Officer
379   Disposition at $70.35 per share. 26,662
08/15/2020 David C. Phelan
EVP; Gen Counsel and Secretary
1,599   Derivative/Non-derivative trans. at $70.53 per share. 112,777
08/15/2020 Cyrus Russi Taraporevala
EVP; President and CEO of SSGA
567   Derivative/Non-derivative trans. at $70.53 per share. 39,990
08/15/2020 Brian Franz
Executive Vice President
9,713   Derivative/Non-derivative trans. at $70.53 per share. 685,057
08/15/2020 John Plansky
EVP; CEO Charles River Develop
382   Derivative/Non-derivative trans. at $70.53 per share. 26,942
08/15/2020 Hannah M. Grove
Executive Vice President
122   Derivative/Non-derivative trans. at $70.53 per share. 8,604
08/15/2020 John Lehner
Executive Vice President
536   Derivative/Non-derivative trans. at $70.53 per share. 37,804
08/15/2020 Michael Richards
EVP and Chief Admin Officer
6   Derivative/Non-derivative trans. at $70.53 per share. 423
08/15/2020 Michael Richards
EVP and Chief Admin Officer
465   Derivative/Non-derivative trans. at $70.53 per share. 32,796
08/15/2020 Aunoy Banerjee
Executive Vice President
374   Derivative/Non-derivative trans. at $70.53 per share. 26,378
08/15/2020 Ian Appleyard
EVP, CAO and Global Controller
357   Derivative/Non-derivative trans. at $70.53 per share. 25,179
08/15/2020 Julia Mccarthy
Executive Vice President
150   Derivative/Non-derivative trans. at $70.53 per share. 10,579
07/31/2020 John Lehner
Executive Vice President
500   Disposition at $63.55 per share. 31,775

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
0 Purchases
14 Sales
0
42,323
Last 6 months
0 Purchases
23 Sales
0
115,397
Last 12 months
40 Purchases
58 Sales
465,300
215,403

Officers and Executives

Mr. Ronald Philip O'Hanley
Chairman, President & Chief Executive Officer
Mr. Louis D. Maiuri
Chief Operating Officer & Executive Vice President
Mr. Eric W. Aboaf
Chief Financial Officer & Executive Vice President
Mr. Brian Franz
Chief Information Officer & Executive VP
Mr. Ali El Abboud
Chief Technology Officer
Mr. Rick Lacaille
Global Chief Investment Officer
Mr. Spiros Giannaros
EVP & President-Charles River Development
Mr. Stephen F. Nazzaro
Executive Vice President
Mr. Francisco Alberto Aristeguieta Silva
Head-Institutional Services
Mr. Aunoy Banerjee
EVP, Head-Corporate Services & Investment
Ms. Jacqueline Angell
Chief Compliance Officer & Executive VP
Ms. Julia Mccarthy
Executive VP & Global Head-Client Experience
Mr. Paul J. Selian
Executive VP & Head-Global Credit Finance
Mr. James Charles Caccivio
Executive VP-Corporate Advisory Services
Mr. Rajen Shah
Executive Vice President
Mr. Jörg Ambrosius
Executive VP & Head-EMEA Region Business
Dr. Jessica Donohue
Executive Vice President
Mr. Andrew J. Erickson
Chief Productivity Officer
Mr. Todd Gershkowitz
Executive Vice President
Ms. Elizabeth M. Schaefer
Senior Vice President & Deputy Controller
Ms. Martine Bond
Executive Vice President-Trading & Clearing
Ms. Donna M. Milrod
Executive VP & Head-Global Clients Division
Mr. John Slyconish
Treasurer & Executive Vice President
Ms. Nadine S. Chakar
Executive Vice President & Head-Global Markets
Ms. Theresa M. McLaughlin
Global Chief Marketing Officer
Mr. Anthony C. Bisegna
EVP-Global Market Sales, Trading & Research
Mr. Ian Appleyard
Chief Accounting Officer, EVP & Controller
Ms. Ilene Fiszel Bieler
Senior VP & Global Head-Investor Relations
Ms. Kathryn M. Horgan
Chief Human Resources, EVP & Citizenship Officer
Mr. Jeremy Kream
EVP, Head-Legal, Corporate & International
Mr. Stefan M. Gavell
Executive VP, Head-Regulatory & Government Affairs
Mr. David C. Phelan
EVP, General Counsel & Assistant Secretary
Ms. Marie Anastasia Chandoha
Independent Director
Mr. Richard P. Sergel
Independent Director
Mr. Gregory L. Summe
Independent Director
Mr. Patrick de Saint-Aignan
Independent Director
Mr. William Craig Freda
Independent Director
Ms. Lynn A. Dugle
Independent Director
Mr. Sean O'Sullivan
Independent Director
Ms. Sara Mathew
Independent Director
Mr. William Leo Meaney
Independent Director
Ms. Amelia Chilcott Fawcett
Lead Independent Director
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