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Investor Alert

Morgan Stanley

NYS: MS

GO
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After Hours

 --Quotes are delayed by 20 min

Jan 22, 2021, 7:58 p.m.

MS
/zigman2/quotes/209104354/composite

$

74.03

Change

-0.10 -0.13%

Volume

Volume 538,172

Quotes are delayed by 20 min

/zigman2/quotes/209104354/composite

Previous close

$ 74.70

$ 74.13

Change

-0.57 -0.76%

Day low

Day high

$72.41

$74.70

Open

52 week low

52 week high

$27.20

$77.76

Open

Insider Actions for Morgan Stanley

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
01/22/2021 James Patrick Gorman
Chairman and CEO; Director
3,025   Disposition at $73.59 per share. 222,609
01/22/2021 James Patrick Gorman
Chairman and CEO; Director
171,975   Disposition at $73.11 per share. 12,573,092
01/22/2021 Jonathan M. Pruzan
Chief Financial Officer
18,880   Disposition at $74.53 per share. 1,407,126
01/22/2021 Andrew Michael Saperstein
Head of Wealth Management
19,832   Disposition at $72.55 per share. 1,438,811
01/21/2021 James Patrick Gorman
Chairman and CEO; Director
52,277   Derivative/Non-derivative trans. at $74.84 per share. 3,912,410
01/21/2021 Edward N. Pick
Head of Inst l Securities
23,716   Derivative/Non-derivative trans. at $74.84 per share. 1,774,905
01/21/2021 Daniel A. Simkowitz
Head of Investment Management
16,440   Derivative/Non-derivative trans. at $74.84 per share. 1,230,369
01/21/2021 Keishi Hotsuki
Chief Risk Officer
9,120   Derivative/Non-derivative trans. at $74.84 per share. 682,540
01/21/2021 Eric F. Grossman
Chief Legal Officer
12,676   Derivative/Non-derivative trans. at $74.84 per share. 948,671
01/21/2021 Jonathan M. Pruzan
Chief Financial Officer
15,470   Derivative/Non-derivative trans. at $74.84 per share. 1,157,774
01/21/2021 Robert Rooney
Head of Tech/Ops/Resilience
9,703   Derivative/Non-derivative trans. at $74.84 per share. 726,172
01/21/2021 Andrew Michael Saperstein
Head of Wealth Management
13,565   Derivative/Non-derivative trans. at $74.84 per share. 1,015,204
01/21/2021 Jeffrey S. Brodsky
Chief Human Resources Officer
6,008   Derivative/Non-derivative trans. at $74.84 per share. 449,638
01/21/2021 Edward N. Pick
Head of Inst l Securities
3,578   Gift at $0 per share. 0
01/21/2021 Edward N. Pick
Head of Inst l Securities
1,300   Disposition at $75.72 per share. 98,436
01/21/2021 Edward N. Pick
Head of Inst l Securities
98,700   Disposition at $75.09 per share. 7,411,383
01/21/2021 Eric F. Grossman
Chief Legal Officer
29,000   Disposition at $74.74 per share. 2,167,460
01/21/2021 Andrew Michael Saperstein
Head of Wealth Management
10,218   Disposition at $74.01 per share. 756,234
01/21/2021 Jeffrey S. Brodsky
Chief Human Resources Officer
18,500   Disposition at $74.57 per share. 1,379,545
01/21/2021 James Patrick Gorman
Chairman and CEO; Director
105,188   Award at $0 per share. 0
01/21/2021 Edward N. Pick
Head of Inst l Securities
108,361   Award at $0 per share. 0
01/21/2021 Daniel A. Simkowitz
Head of Investment Management
79,977   Award at $0 per share. 0
01/21/2021 Keishi Hotsuki
Chief Risk Officer
43,578   Award at $0 per share. 0
01/21/2021 Eric F. Grossman
Chief Legal Officer
54,264   Award at $0 per share. 0
01/21/2021 Jonathan M. Pruzan
Chief Financial Officer
72,964   Award at $0 per share. 0
01/21/2021 Robert Rooney
Head of Tech/Ops/Resilience
49,589   Award at $0 per share. 0
01/21/2021 Andrew Michael Saperstein
Head of Wealth Management
79,977   Award at $0 per share. 0
01/21/2021 Jeffrey S. Brodsky
Chief Human Resources Officer
31,557   Award at $0 per share. 0
01/21/2021 Raja J. Akram
Deputy Chief Financial Officer
41,074   Award at $0 per share. 0
12/01/2020 Hutham S. Olayan
Director
751   Award at $63.25 per share. 47,500
12/01/2020 Thomas Henry Glocer
Director
1,265   Award at $63.25 per share. 80,011
12/01/2020 Perry Marques Traquina
Director
1,067   Award at $63.25 per share. 67,487
12/01/2020 Dame Elizabeth Corley
Director
751   Award at $63.25 per share. 47,500
11/12/2020 Hutham S. Olayan
Director
25,000   Acquisition at $55.4 per share. 1,385,000
11/01/2020 Shelley B. Leibowitz
Director
3,058   Award at $0 per share. 0
10/23/2020 James Patrick Gorman
Chairman and CEO; Director
3,865   Gift at $0 per share. 0
10/02/2020 Hutham S. Olayan
Director
3,129   Award at $0 per share. 0
10/02/2020 Andrew Michael Saperstein
Head of Wealth Management
100   Award at $0 per share. 0
10/02/2020 Perry Marques Traquina
Director
400   Award at $0 per share. 0
10/02/2020 Shelley B. Leibowitz
Director
30,954   Award at $0 per share. 0
08/21/2020 Robert Rooney
Head of Tech/Ops/Resilience
18   Derivative/Non-derivative trans. at $52.22 per share. 939
08/01/2020 Robert Rooney
Head of Tech/Ops/Resilience
3,680   Derivative/Non-derivative trans. at $48.88 per share. 179,878
07/21/2020 Robert Rooney
Head of Tech/Ops/Resilience
18,355   Disposition at $52.18 per share. 957,763

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
16 Purchases
19 Sales
698,421
533,983
Last 6 months
20 Purchases
22 Sales
733,004
541,546
Last 12 months
54 Purchases
47 Sales
1,449,694
6,771,781

Officers and Executives

Mr. James Patrick Gorman
Chairman & Chief Executive Officer
Mr. Jonathan M. Pruzan
Chief Financial Officer & Executive Vice President
Mr. Robert Rooney
Head-Technology, Operations & Firm Resilience
Mr. Daniel A. Simkowitz
Head-Investment Management
Mr. Mark L. Edelstone
Managing Director
Mr. Edward N. Pick
Head-Institutional Securities Group
Mr. William Milam
Managing Director
Mr. Kevork Zoryan
Managing Director
Mr. Faizal Sheriff
CRE Large Loan Origination
Mr. Douglas Ruby
Senior Vice President-Wealth Management
Ms. Carla A. Harris
Vice Chairman-Wealth Management & MD
Mr. Keishi Hotsuki
Chief Risk Officer & Executive Vice President
Mr. Thomas R. Nides
Vice Chairman-Operating Committee
Mr. Taylor Henricks
Executive Director-Technology Investment Banking
Mr. Kwok King Chan
Managing Director
Ms. Katy L. Huberty
Managing Director-Research
Ms. Kathy Bergsteinsson
Managing Director
Ms. Kate Claassen
Head-Consumer Internet Banking
Mr. Frank Ducomble
Executive Director-Equities
Mr. Edward Liu
Managing Director
Mr. Andrew Michael Saperstein
Head-Wealth Management
Mr. Takeshi Ogasawara
Director
Mr. Nobuyuki Hirano
Director
Ms. Audrey Choi
Chief Marketing & Sustainability Officer
Mr. Raja J. Akram
Chief Accounting Officer & Controller
Mr. Jeffrey S. Brodsky
Chief Human Resources Officer & Executive VP
Mr. Martin M. Cohen
Secretary
Mr. Carol Greene-Vincent
Director-Global Audit
Mr. Eric F. Grossman
Chief Legal Officer & Executive Vice President
Mr. Stephen James Luczo
Independent Director
Ms. Shelley B. Leibowitz
Independent Director
Mr. Robert H. Herz
Independent Director
Mr. Thomas Henry Glocer
Lead Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Hutham S. Olayan
Independent Director
Ms. Judith A. Miscik
Independent Director
Mr. Alistair Darling
Independent Director
Mr. Perry Marques Traquina
Independent Director
Mr. Dennis M. Nally
Independent Director
Ms. Dame Elizabeth Corley
Independent Director
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