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Morgan Stanley

NYS: MS

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After Hours

 --Quotes are delayed by 20 min

Nov 13, 2019, 7:59 p.m.

MS
/zigman2/quotes/209104354/composite

$

48.28

Change

-0.11 -0.23%

Volume

Volume 136,744

Quotes are delayed by 20 min

/zigman2/quotes/209104354/composite

Previous close

$ 49.01

$ 48.39

Change

-0.62 -1.27%

Day low

Day high

$48.19

$48.58

Open

52 week low

52 week high

$36.74

$49.89

Open

Insider Actions for Morgan Stanley

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
11/01/2019 Stephen James Luczo
Director
3,102   Award at $0 per share. 0
10/29/2019 Mitsubishi UFJ Financial Group, Inc.
38,000   1,777,260
10/29/2019 Mitsubishi UFJ Financial Group, Inc.
1,094,110   49,902,357
08/07/2019 James Patrick Gorman
Chairman and CEO; Director
1,265   Gift at $0 per share. 0
07/29/2019 Mitsubishi UFJ Financial Group, Inc.
1,557,900   70,136,658
06/21/2019 Mitsubishi UFJ Financial Group, Inc.
6,117,339   269,835,823
06/01/2019 Hutham S. Olayan
Director
1,283   Award at $40.92 per share. 52,500
06/01/2019 Hutham S. Olayan
Director
6,110   Award at $0 per share. 0
06/01/2019 Thomas Henry Glocer
Director
1,955   Award at $40.92 per share. 79,998
06/01/2019 Thomas Henry Glocer
Director
6,110   Award at $0 per share. 0
06/01/2019 Robert H. Herz
Director
6,110   Award at $0 per share. 0
06/01/2019 Rayford Wilkins
Director
6,110   Award at $0 per share. 0
06/01/2019 Perry Marques Traquina
Director
1,650   Award at $40.92 per share. 67,518
06/01/2019 Perry Marques Traquina
Director
6,110   Award at $0 per share. 0
06/01/2019 Judith A. Miscik
Director
6,110   Award at $0 per share. 0
06/01/2019 Alistair Darling
Director
6,110   Award at $0 per share. 0
06/01/2019 Dennis M. Nally
Director
6,110   Award at $0 per share. 0
06/01/2019 Dame Elizabeth Corley
Director
1,161   Award at $40.92 per share. 47,508
06/01/2019 Dame Elizabeth Corley
Director
6,110   Award at $0 per share. 0
06/01/2019 Mary L. Schapiro
Director
1,161   Award at $40.92 per share. 47,508
06/01/2019 Mary L. Schapiro
Director
6,110   Award at $0 per share. 0
05/24/2019 Alistair Darling
Director
511   Derivative/Non-derivative trans. at $42.96 per share. 21,952
04/26/2019 Mitsubishi UFJ Financial Group, Inc.
896,400   42,516,252
04/24/2019 Thomas Colm Kelleher
President
10,600   Gift at $0 per share. 0
04/18/2019 Daniel A. Simkowitz
Head of Investment Management
7,000   Acquisition at $47.57 per share. 332,990

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
1 Purchases
2 Sales
3,102
1,132,110
Last 6 months
16 Purchases
6 Sales
71,412
8,809,125
Last 12 months
37 Purchases
32 Sales
1,261,802
23,889,892

Officers and Executives

Mr. James Patrick Gorman
Chairman & Chief Executive Officer
Mr. Jonathan M. Pruzan
Chief Financial Officer & Executive Vice President
Mr. Robert Rooney
Head-Technology
Mr. Daniel A. Simkowitz
Head-Investment Management
Ms. Carla A. Harris
Vice Chairman-Wealth Management & MD
Mr. Mark L. Edelstone
Managing Director
Mr. Keishi Hotsuki
Chief Risk Officer & Executive Vice President
Ms. Katy L. Huberty
Managing Director-Research
Mr. Andrew Michael Saperstein
Co-Head of Wealth Management
Mr. Edward Liu
Managing Director
Ms. Kate Claassen
Head-Consumer Internet Banking
Mr. Ted Pick
Head-Trading & Investment Banking
Ms. Kathy Bergsteinsson
Managing Director
Ms. Naureen Hassan
Chief Digital Officer-Wealth Management
Mr. Douglas Ruby
Senior Vice President-Wealth Management
Mr. Kwok King Chan
Managing Director
Mr. Taylor Henricks
Executive Director-Technology Investment Banking
Mr. Thomas R. Nides
Vice Chairman-Operating Committee
Mr. Frank Ducomble
Executive Director-Equities
Mr. Barry Price
Managing Director
Mr. Stephen James Luczo
Director
Mr. Takeshi Ogasawara
Director
Mr. Nobuyuki Hirano
Director
Mr. John Ryan
Global Treasurer
Ms. Audrey Choi
Chief Marketing & Sustainability Officer
Mr. Paul C. Wirth
Principal Accounting Officer & Deputy CFO
Ms. Michele Davis
Media Relations Contact
Mr. Jeffrey S. Brodsky
Chief Human Resources Officer & Executive VP
Mr. Martin M. Cohen
Secretary
Mr. Eric F. Grossman
Chief Legal Officer & Executive Vice President
Ms. Dame Elizabeth Corley
Independent Director
Mr. Thomas Henry Glocer
Lead Independent Director
Mr. Dennis M. Nally
Independent Director
Mr. Alistair Darling
Independent Director
Mr. Perry Marques Traquina
Independent Director
Ms. Judith A. Miscik
Independent Director
Ms. Hutham S. Olayan
Independent Director
Mr. Rayford Wilkins
Independent Director
Mr. Robert H. Herz
Independent Director
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