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Caterpillar Inc.

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Caterpillar Inc.

After Hours

 --Quotes are delayed by 20 min

Jan 14, 2022, 7:41 p.m.

CAT
/zigman2/quotes/203434128/composite

$

229.25

Change

+0.31 +0.14%

Volume

Volume 157,418

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Previous close

$ 227.00

$ 228.94

Change

+1.94 +0.85%

Day low

Day high

$223.58

$229.64

Open

52 week low

52 week high

$179.34

$246.69

Open

Insider Actions for Caterpillar Inc.

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
11/01/2021 Joseph E. Creed
Group President 		5,038   Disposition at $204.09 per share. 1,028,205
08/04/2021 David W. MacLennan
Director 		500   Acquisition at $206.2 per share. 103,100
06/15/2021 Joseph E. Creed
Group President 		1,009   Disposition at $218.79 per share. 220,759
06/13/2021 Joseph E. Creed
Group President 		1,009   Derivative/Non-derivative trans. at $218.79 per share. 220,759
06/04/2021 Joseph E. Creed
Group President 		7,699   Disposition at $245.12 per share. 1,887,178
06/04/2021 Joseph E. Creed
Group President 		7,699   Derivative/Non-derivative trans. at $127.6 per share. 982,392
05/07/2021 Donald James Umpleby
Chairman & CEO; Director 		4,495   Gift at $0 per share. 0
05/05/2021 David W. MacLennan
Director 		420   Acquisition at $237.86 per share. 99,901
05/03/2021 G. Michael Marvel
Chief Accounting Officer 		567   Disposition at $230 per share. 130,410
05/03/2021 David W. MacLennan
Director 		470   Award at $228.17 per share. 107,239
03/25/2021 Gerald Johnson
Director 		557   Award at $224.25 per share. 124,907
03/08/2021 Denise C. Johnson
Group President 		3,548   Disposition at $220.69 per share. 783,008
03/08/2021 Denise C. Johnson
Group President 		10,707   Disposition at $219.75 per share. 2,352,863
03/08/2021 Denise C. Johnson
Group President 		5,927   Disposition at $218.98 per share. 1,297,894
03/08/2021 Denise C. Johnson
Group President 		23,737   Disposition at $220.42 per share. 5,232,109
03/08/2021 Denise C. Johnson
Group President 		8,872   Disposition at $219.42 per share. 1,946,694
03/08/2021 Denise C. Johnson
Group President 		9,141   Disposition at $218.88 per share. 2,000,782
03/08/2021 Denise C. Johnson
Group President 		18,763   Disposition at $219.85 per share. 4,125,045
03/08/2021 Suzette M. Long
CLO/General Counsel 		1,772   Disposition at $220.84 per share. 391,328
03/08/2021 Suzette M. Long
CLO/General Counsel 		3,050   Disposition at $219.69 per share. 670,054
03/08/2021 Suzette M. Long
CLO/General Counsel 		2,469   Disposition at $218.81 per share. 540,241
03/08/2021 Suzette M. Long
CLO/General Counsel 		2,685   Disposition at $220.8 per share. 592,848
03/08/2021 Suzette M. Long
CLO/General Counsel 		9,704   Disposition at $219.84 per share. 2,133,327
03/08/2021 Suzette M. Long
CLO/General Counsel 		8,140   Disposition at $219.03 per share. 1,782,904
03/08/2021 Suzette M. Long
CLO/General Counsel 		3,104   Disposition at $220.66 per share. 684,928
03/08/2021 Suzette M. Long
CLO/General Counsel 		8,346   Disposition at $219.74 per share. 1,833,950
03/08/2021 Suzette M. Long
CLO/General Counsel 		4,561   Disposition at $218.91 per share. 998,448
03/08/2021 Suzette M. Long
CLO/General Counsel 		2,920   Disposition at $220.68 per share. 644,385
03/08/2021 Suzette M. Long
CLO/General Counsel 		8,516   Disposition at $219.69 per share. 1,870,880
03/08/2021 Suzette M. Long
CLO/General Counsel 		4,044   Disposition at $218.92 per share. 885,312
03/08/2021 G. Michael Marvel
Chief Accounting Officer 		5,056   Disposition at $220.97 per share. 1,117,224
03/08/2021 Denise C. Johnson
Group President 		23,737   Derivative/Non-derivative trans. at $127.6 per share. 3,028,841
03/08/2021 Denise C. Johnson
Group President 		18,013   Derivative/Non-derivative trans. at $138.35 per share. 2,492,098
03/08/2021 Denise C. Johnson
Group President 		18,763   Derivative/Non-derivative trans. at $151.12 per share. 2,835,464
03/08/2021 Suzette M. Long
CLO/General Counsel 		20,529   Derivative/Non-derivative trans. at $127.6 per share. 2,619,500
03/08/2021 Suzette M. Long
CLO/General Counsel 		16,011   Derivative/Non-derivative trans. at $138.35 per share. 2,215,121
03/08/2021 Suzette M. Long
CLO/General Counsel 		15,480   Derivative/Non-derivative trans. at $151.12 per share. 2,339,337
03/08/2021 G. Michael Marvel
Chief Accounting Officer 		5,056   Derivative/Non-derivative trans. at $95.66 per share. 483,656
Copyright 2022 FactSet Research Systems Inc. All rights reserved. Source FactSet Fundamentals.

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
0 Purchases
1 Sales
0
5,038
Last 6 months
1 Purchases
1 Sales
500
5,038
Last 12 months
36 Purchases
46 Sales
363,780
310,760

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie Engstrom
Chief Information Officer & Vice president
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
Vice President-Strategic Procurement
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Thomas G. Frake
Vice President-Excavation Division
Ms. Kathryn Dickey Karol
Vice President
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Vice President-Enterprise Strategy
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Global Construction & Infrastructure Division
Mr. Bob De Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Tony Fassino
Group President-CI
Mr. Joseph E. Creed
Group President-E&T
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Gerald Johnson
Director
Mr. David W. MacLennan
Director
Mr. David L. Calhoun
Director
Mr. Richard D. Moore
Treasurer
Mr. Matthew R. Jones
Chief Audit Officer
Mr. G. Michael Marvel
Chief Accounting Officer
Ms. Kate Kenny
Head-Global Government & Corporate Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. Juan Ignacio Gallardo Thurlow
Independent Director
Mr. Dan M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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