Bulletin
Investor Alert

Caterpillar Inc.

NYS: CAT

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

May 27, 2022, 7:52 p.m.

CAT
/zigman2/quotes/203434128/composite

$

216.60

Change

-0.54 -0.25%

Volume

Volume 47,615

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Previous close

$ 212.99

$ 217.14

Change

+4.15 +1.95%

Day low

Day high

$214.16

$217.63

Open

52 week low

52 week high

$179.67

$246.69

Open

Donald James Umpleby

Donald James Umpleby is Chairman & Chief Executive Officer of Caterpillar, Inc., Member of US-China Business Council, Member of US India CEO Forum, Member of Latin America Conservation Council, Member of The Business Roundtable and Member of Rose-Hulman Institute of Technology, Inc. and on the board of 6 other companies.

In his past career Mr. Umpleby occupied the position of President of Solar Turbines, Inc.

Donald James Umpleby received an undergraduate degree from Rose-Hulman Institute of Technology, Inc.

Transactions

Date Shares Transaction Value
02/08/2022 17,984   Derivative/Non-derivative trans. at $200.77 per share. 3,610,648
12/01/2021 1,520   Gift at $0 per share. 0
07/06/2021 42,281   Award at $0 per share. 0
05/07/2021 4,495   Gift at $0 per share. 0
02/09/2021 19,766   Derivative/Non-derivative trans. at $196.78 per share. 3,889,554
02/09/2021 46,337   Award at $0 per share. 0
12/30/2020 59,000   Gift at $0 per share. 0
11/24/2020 159,572   Derivative/Non-derivative trans. at $176.8 per share. 28,212,330
11/24/2020 214,370   Derivative/Non-derivative trans. at $95.66 per share. 20,506,634
11/03/2020 78,992   Derivative/Non-derivative trans. at $166.84 per share. 13,179,026
11/03/2020 114,049   Derivative/Non-derivative trans. at $74.77 per share. 8,527,443
11/03/2020 124,329   Derivative/Non-derivative trans. at $166.75 per share. 20,731,861
11/03/2020 172,621   Derivative/Non-derivative trans. at $83 per share. 14,327,543
11/03/2020 65,528   Derivative/Non-derivative trans. at $166.36 per share. 10,901,239
11/03/2020 85,606   Derivative/Non-derivative trans. at $96.31 per share. 8,244,713
09/02/2020 62,310   Derivative/Non-derivative trans. at $148.73 per share. 9,267,367
09/02/2020 79,976   Derivative/Non-derivative trans. at $89.75 per share. 7,177,846
09/02/2020 18,323   Derivative/Non-derivative trans. at $148.62 per share. 2,723,165
09/02/2020 21,416   Derivative/Non-derivative trans. at $110.09 per share. 2,357,687
02/11/2020 15,684   Disposition at $136.15 per share. 2,135,377
02/11/2020 15,684   Derivative/Non-derivative trans. at $136.15 per share. 2,135,377
02/11/2020 37,895   Derivative/Non-derivative trans. at $0 per share. 0
02/11/2020 37,895   Award at $0 per share. 0
11/04/2019 3,021   Derivative/Non-derivative trans. at $146.01 per share. 441,097
11/04/2019 15,875   2,317,909
11/04/2019 22,696   Derivative/Non-derivative trans. at $102.13 per share. 2,317,942
10/28/2019 1,764   Derivative/Non-derivative trans. at $140.25 per share. 247,401
10/28/2019 5,461   Disposition at $140.25 per share. 765,906
10/28/2019 2,797   392,280
10/28/2019 6,781   Derivative/Non-derivative trans. at $57.85 per share. 392,280
10/28/2019 6,781   Derivative/Non-derivative trans. at $57.85 per share. 392,280
02/12/2019 6,848   Derivative/Non-derivative trans. at $131.78 per share. 902,430
02/12/2019 18,029   Award at $0 per share. 0
02/13/2018 6,260   Derivative/Non-derivative trans. at $153.1 per share. 958,406
02/13/2018 16,325   Award at $0 per share. 0

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie L. Engstrom
Chief Information Officer & Vice President
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
VP-Strategic Procurement & Planning Division
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Derrick York
Head-Strategic Invts Dept & Strategic Svcs Div
Mr. Thomas G. Frake
Vice President-Excavation Division
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Chief Sustainability & Strategy Officer
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Construction Industries Services Division
Mr. Bob de Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Anthony D. Fassino
Group President-Construction Industries
Mr. Joseph E. Creed
Group President-Energy & Transportation
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Patrick T. McCartan
Treasurer
Mr. William E. Schaupp
Chief Accounting Officer
Mr. Matthew R. Jones
Chief Audit Officer
Ms. Kate Kenny
Head-Media Relations & Public Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Kathryn Dickey Karol
VP-Global Government & Corporate Affairs
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. Gerald Johnson
Independent Director
Mr. David W. MacLennan
Independent Director
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. David L. Calhoun
Independent Director
Mr. Daniel M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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