Bulletin
Investor Alert

Caterpillar Inc.

NYS: CAT

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

May 27, 2022, 7:52 p.m.

CAT
/zigman2/quotes/203434128/composite

$

216.60

Change

-0.54 -0.25%

Volume

Volume 47,615

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Previous close

$ 212.99

$ 217.14

Change

+4.15 +1.95%

Day low

Day high

$214.16

$217.63

Open

52 week low

52 week high

$179.67

$246.69

Open

Joseph E. Creed

Joseph E. Creed is Vice President-Financial Services Division at Caterpillar, Inc. Mr. Creed is also on the board of Black Horse LLC, Easter Seals Central Illinois and Caterpillar Foundation.

Mr. Creed received an undergraduate degree from Western Illinois University.

Transactions

Date Shares Transaction Value
05/18/2022 2,757   Disposition at $214.13 per share. 590,357
04/20/2022 5,004   Disposition at $235 per share. 1,175,940
04/20/2022 5,004   Derivative/Non-derivative trans. at $138.35 per share. 692,303
02/08/2022 1,122   Derivative/Non-derivative trans. at $200.77 per share. 225,264
02/08/2022 3,879   Award at $0 per share. 0
01/18/2022 5,004   Disposition at $230 per share. 1,150,920
01/18/2022 5,004   Award at $138.35 per share. 692,303
11/01/2021 5,038   Disposition at $204.09 per share. 1,028,206
06/15/2021 1,009   Disposition at $218.79 per share. 220,760
06/13/2021 1,009   Derivative/Non-derivative trans. at $218.79 per share. 220,760
06/04/2021 7,699   Disposition at $245.12 per share. 1,887,179
06/04/2021 7,699   Derivative/Non-derivative trans. at $127.6 per share. 982,392
02/09/2021 1,150   Derivative/Non-derivative trans. at $196.78 per share. 226,297
02/09/2021 4,633   Award at $0 per share. 0
06/13/2018 7,111   Award at $0 per share. 0
05/11/2018 2,150   Disposition at $155.67 per share. 334,691
05/11/2018 2,150   Derivative/Non-derivative trans. at $89.75 per share. 192,962
05/11/2018 2,382   Disposition at $155.67 per share. 370,806
05/11/2018 2,382   Derivative/Non-derivative trans. at $110.09 per share. 262,234

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie L. Engstrom
Chief Information Officer & Vice President
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
VP-Strategic Procurement & Planning Division
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Derrick York
Head-Strategic Invts Dept & Strategic Svcs Div
Mr. Thomas G. Frake
Vice President-Excavation Division
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Chief Sustainability & Strategy Officer
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Construction Industries Services Division
Mr. Bob de Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Anthony D. Fassino
Group President-Construction Industries
Mr. Joseph E. Creed
Group President-Energy & Transportation
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Patrick T. McCartan
Treasurer
Mr. William E. Schaupp
Chief Accounting Officer
Mr. Matthew R. Jones
Chief Audit Officer
Ms. Kate Kenny
Head-Media Relations & Public Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Kathryn Dickey Karol
VP-Global Government & Corporate Affairs
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. Gerald Johnson
Independent Director
Mr. David W. MacLennan
Independent Director
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. David L. Calhoun
Independent Director
Mr. Daniel M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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