Bulletin
Investor Alert

Caterpillar Inc.

NYS: CAT

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

May 27, 2022, 7:52 p.m.

CAT
/zigman2/quotes/203434128/composite

$

216.60

Change

-0.54 -0.25%

Volume

Volume 47,615

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Previous close

$ 212.99

$ 217.14

Change

+4.15 +1.95%

Day low

Day high

$214.16

$217.63

Open

52 week low

52 week high

$179.67

$246.69

Open

Daniel M. Dickinson

Prior to joining Thayer / Hidden Creek in 2001, Mr. Dickinson worked in the field of corporate mergers & acquisitions, most recently as Co-Head of Global M&A at Merrill Lynch. His roles at Merrill Lynch also included leading the European M&A Group and, prior to that, the Global Manufacturing and Services M&A effort. Prior to joining Merrill Lynch, Mr. Dickinson was a Vice President in the M&A Group at the First Boston Corporation.

Mr. Dickinson serves on the boards of Caterpillar, Inc., BFI Canada Inc., Qualitor, Inc., Mistras Group, Inc., Power & Composite Technologies, Inc., and Quadel Consulting Corporation. He serves on the Board of Visitors for the Pratt School of Engineering at Duke and the University of Chicago Law School. He is also on the Board of Trustees of the Cove School.

Mr. Dickinson holds both a Juris Doctorate and Master of Business Administration from the University of Chicago and a Bachelor of Science in Mechanical Engineering and Materials Science, magna cum laude, from Duke University.

Transactions

Date Shares Transaction Value
03/01/2021 683   Award at $0 per share. 0
03/02/2020 1,176   Award at $0 per share. 0
03/04/2019 1,084   Award at $0 per share. 0
02/05/2019 310   Gift at $0 per share. 0
03/05/2018 993   Award at $0 per share. 0
10/30/2017 3,813   Disposition at $137.09 per share. 522,725

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie L. Engstrom
Chief Information Officer & Vice President
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
VP-Strategic Procurement & Planning Division
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Derrick York
Head-Strategic Invts Dept & Strategic Svcs Div
Mr. Thomas G. Frake
Vice President-Excavation Division
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Chief Sustainability & Strategy Officer
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Construction Industries Services Division
Mr. Bob de Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Anthony D. Fassino
Group President-Construction Industries
Mr. Joseph E. Creed
Group President-Energy & Transportation
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Patrick T. McCartan
Treasurer
Mr. William E. Schaupp
Chief Accounting Officer
Mr. Matthew R. Jones
Chief Audit Officer
Ms. Kate Kenny
Head-Media Relations & Public Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Kathryn Dickey Karol
VP-Global Government & Corporate Affairs
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. Gerald Johnson
Independent Director
Mr. David W. MacLennan
Independent Director
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. David L. Calhoun
Independent Director
Mr. Daniel M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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