Bulletin
Investor Alert

Caterpillar Inc.

NYS: CAT

GO
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After Hours

 --Quotes are delayed by 20 min

Jun 2, 2023, 7:59 p.m.

CAT
/zigman2/quotes/203434128/composite

$

226.50

Change

-0.13 -0.06%

Volume

Volume 306,699

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Previous close

$ 209.07

$ 226.63

Change

+17.56 +8.40%

Day low

Day high

$214.01

$227.78

Open

52 week low

52 week high

$160.60

$266.04

Open

David W. MacLennan

Presently, David W. MacLennan holds the position of Chairman & Chief Executive Officer at Cargill, Inc. Mr. MacLennan is also on the board of Caterpillar, Inc., Ecolab, Inc., US-China Business Council and Minneapolis Saint Paul Regional Economic Development Partners.

He previously held the position of Managing Director at Value Investment Group, Inc., President & Chief Financial Officer of Cargill Energy Trading Canada, Inc., Principal at U.S. Bancorp Piper Jaffray Ventures, Director at Wrightwood Capital LLC and Chairman at Minnesota Business Partnership, Inc.

Mr. MacLennan received an undergraduate degree from Amherst College and an MBA from The University of Chicago.

Transactions

Date Shares Transaction Value
02/17/2023 400   Acquisition at $249.29 per share. 99,716
06/08/2022 816   Award at $229.8 per share. 187,516
05/05/2022 600   Acquisition at $219.82 per share. 131,892
05/05/2022 600   Acquisition at $219.82 per share. 131,892
02/07/2022 480   Acquisition at $199.5 per share. 95,760
08/04/2021 500   Acquisition at $206.2 per share. 103,100
05/05/2021 420   Acquisition at $237.86 per share. 99,901
05/03/2021 470   Award at $228.17 per share. 107,239

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie L. Engstrom
Chief Information Officer & Vice President
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
VP-Strategic Procurement & Planning Division
Mr. Derrick York
Head-Strategic Invts Dept & Strategic Svcs Div
Mr. Donald Hall
Group Chief Financial Officer-Resource Industries
Mr. Brian E. Edwards
Senior Vice President
Dr. Lou Balmer-Millar
Chief Sustainability Officer
Mr. Courtney W. Dean
Chief Compliance Officer
Mr. Thomas G. Frake
Vice President-Excavation Division
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Construction Industries Services Division
Mr. Bob de Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Anthony D. Fassino
Group President-Construction Industries
Mr. Joseph E. Creed
Group President-Energy & Transportation
Mr. Kyle J. Epley
VP-Finance Services Division & Controller
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Patrick T. McCartan
Treasurer
Mr. William E. Schaupp
Chief Accounting Officer
Mr. Matthew R. Jones
Chief Audit Officer
Ms. Kate Kenny
Head-Media Relations & Public Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Kathryn Dickey Karol
VP-Global Government & Corporate Affairs
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Ms. Jennifer Kay Driscoll
Director-Investor Relation
Mr. Gerald Johnson
Independent Director
Mr. David W. MacLennan
Independent Director
Ms. Judith F. Marks
Independent Director
Mr. James C. Fish
Independent Director
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. David L. Calhoun
Independent Director
Mr. Daniel M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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