Bulletin
Investor Alert

Caterpillar Inc.

NYS: CAT

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Sep 24, 2021, 7:51 p.m.

CAT
/zigman2/quotes/203434128/composite

$

196.83

Change

+0.01 +0.0051%

Volume

Volume 140,536

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Previous close

$ 196.62

$ 196.82

Change

+0.20 +0.10%

Day low

Day high

$194.93

$197.79

Open

52 week low

52 week high

$143.01

$246.69

Open

Denise C. Johnson

Denise C. Johnson is Group President-Resource Industries at Caterpillar, Inc. and on the board of 7 other companies.

In the past Ms. Johnson occupied the position of Vice President-Labour Relations at General Motors Co. and President & Managing Director at General Motors do Brasil Ltda. (a subsidiary of General Motors Co.).

Denise C. Johnson received a graduate degree from Massachusetts Institute of Technology, an MBA from MIT Sloan School of Management and an undergraduate degree from Michigan State University.

Transactions

Date Shares Transaction Value
03/08/2021 10,707   Disposition at $219.75 per share. 2,352,864
03/08/2021 5,927   Disposition at $218.98 per share. 1,297,895
03/08/2021 23,737   Disposition at $220.42 per share. 5,232,110
03/08/2021 23,737   Derivative/Non-derivative trans. at $127.6 per share. 3,028,841
03/08/2021 8,872   Disposition at $219.42 per share. 1,946,695
03/08/2021 9,141   Disposition at $218.88 per share. 2,000,783
03/08/2021 18,013   Derivative/Non-derivative trans. at $138.35 per share. 2,492,098
03/08/2021 18,763   Disposition at $219.85 per share. 4,125,046
03/08/2021 3,548   Disposition at $220.69 per share. 783,009
03/08/2021 18,763   Derivative/Non-derivative trans. at $151.12 per share. 2,835,464
02/09/2021 5,472   Derivative/Non-derivative trans. at $196.78 per share. 1,076,781
02/09/2021 14,258   Award at $0 per share. 0
11/09/2020 8,894   Disposition at $175 per share. 1,556,450
11/09/2020 46,646   Derivative/Non-derivative trans. at $175 per share. 8,163,050
11/09/2020 18,013   Derivative/Non-derivative trans. at $138.35 per share. 2,492,098
11/09/2020 37,527   Derivative/Non-derivative trans. at $151.12 per share. 5,671,080
09/08/2020 19,549   Disposition at $146.74 per share. 2,868,621
09/08/2020 22,269   Derivative/Non-derivative trans. at $148.18 per share. 3,299,821
09/08/2020 34,496   Derivative/Non-derivative trans. at $95.66 per share. 3,299,887
08/06/2020 4,855   652,464
02/11/2020 6,898   Derivative/Non-derivative trans. at $136.15 per share. 939,163
02/11/2020 18,294   Award at $0 per share. 0
11/05/2019 936   Disposition at $146.74 per share. 137,349
11/05/2019 4,172   Disposition at $146.67 per share. 611,908
11/01/2019 34,496   Disposition at $144 per share. 4,967,424
11/01/2019 34,497   Disposition at $142.01 per share. 4,898,919
11/01/2019 68,993   Derivative/Non-derivative trans. at $95.66 per share. 6,599,870
10/28/2019 14,777   Disposition at $140 per share. 2,068,780
10/28/2019 14,777   Derivative/Non-derivative trans. at $74.77 per share. 1,104,876
05/01/2019 126   Derivative/Non-derivative trans. at $138.79 per share. 17,488
02/12/2019 2,077   Derivative/Non-derivative trans. at $131.78 per share. 273,708
02/12/2019 7,008   Award at $0 per share. 0
10/02/2018 14,777   Disposition at $155 per share. 2,290,435
10/02/2018 14,777   Derivative/Non-derivative trans. at $74.77 per share. 1,104,876
10/02/2018 4,330   Disposition at $155 per share. 671,150
10/02/2018 4,330   Derivative/Non-derivative trans. at $110.09 per share. 476,689
10/01/2018 1,500   Disposition at $152.69 per share. 229,035
10/01/2018 14,444   Disposition at $153.25 per share. 2,213,543
10/01/2018 15,944   Derivative/Non-derivative trans. at $83 per share. 1,323,352
05/01/2018 126   Derivative/Non-derivative trans. at $142.37 per share. 17,939
07/27/2017 14,788   Disposition at $114.02 per share. 1,686,128
07/27/2017 14,778   Derivative/Non-derivative trans. at $74.77 per share. 1,104,951
07/27/2017 31,888   Disposition at $144.02 per share. 4,592,510
07/27/2017 31,888   Derivative/Non-derivative trans. at $83 per share. 2,646,704
07/27/2017 25,152   Disposition at $114.02 per share. 2,867,832
07/27/2017 25,152   Derivative/Non-derivative trans. at $96.31 per share. 2,422,389
07/27/2017 17,141   Disposition at $114.02 per share. 1,954,417
07/27/2017 17,141   Derivative/Non-derivative trans. at $89.75 per share. 1,538,404
05/01/2017 89   Derivative/Non-derivative trans. at $102.2 per share. 9,096

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie Engstrom
Chief Information Officer & Vice president
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
Vice President-Strategic Procurement
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Thomas G. Frake
Vice President-Excavation Division
Ms. Kathryn Dickey Karol
Vice President
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Vice President-Enterprise Strategy
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Global Construction & Infrastructure Division
Mr. Bob De Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Tony Fassino
Group President-CI
Mr. Joseph E. Creed
Group President-E&T
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Gerald Johnson
Director
Mr. David W. MacLennan
Director
Mr. David L. Calhoun
Director
Mr. Richard D. Moore
Treasurer
Mr. Matthew R. Jones
Chief Audit Officer
Mr. G. Michael Marvel
Chief Accounting Officer
Ms. Kate Kenny
Head-Global Government & Corporate Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. Juan Ignacio Gallardo Thurlow
Independent Director
Mr. Dan M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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