Bulletin
Investor Alert

Caterpillar Inc.

NYS: CAT

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Sep 24, 2021, 7:51 p.m.

CAT
/zigman2/quotes/203434128/composite

$

196.83

Change

+0.01 +0.0051%

Volume

Volume 140,536

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Previous close

$ 196.62

$ 196.82

Change

+0.20 +0.10%

Day low

Day high

$194.93

$197.79

Open

52 week low

52 week high

$143.01

$246.69

Open

Andrew Robert John Bonfield

Currently, Andrew Robert John Bonfield occupies the position of Chairman of The Hundred Group of Finance Directors and Chief Financial Officer of Caterpillar, Inc. Mr. Bonfield is also on the board of Caterpillar Financial Services Corp., Reckitt Benckiser Group Plc and National Grid Holdings Ltd.

Mr. Bonfield previously occupied the position of Executive Director & Finance Director at National Grid Plc, Chief Financial Officer & Executive Vice President for Bristol Myers Squibb Co., Chief Financial Officer at Smithkline Beecham Plc, Finance Director for BG Group Ltd. and Chief Financial Officer for Cadbury Ltd.

He received an undergraduate degree from University of Natal.

Transactions

Date Shares Transaction Value
03/05/2021 17,826   Derivative/Non-derivative trans. at $216.14 per share. 3,852,912
03/05/2021 23,096   Derivative/Non-derivative trans. at $127.6 per share. 2,947,049
03/05/2021 28,803   Derivative/Non-derivative trans. at $216.14 per share. 6,225,481
03/05/2021 36,026   Derivative/Non-derivative trans. at $138.35 per share. 4,984,197
03/05/2021 18,627   Derivative/Non-derivative trans. at $216.14 per share. 4,026,040
03/05/2021 23,077   Derivative/Non-derivative trans. at $141.32 per share. 3,261,241
02/09/2021 1,762   Derivative/Non-derivative trans. at $196.78 per share. 346,727
02/09/2021 5,659   Award at $0 per share. 0
09/07/2020 5,836   Derivative/Non-derivative trans. at $148.24 per share. 865,129
09/07/2019 5,883   Derivative/Non-derivative trans. at $125.3 per share. 737,140
09/07/2018 26,182   Award at $0 per share. 0

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie Engstrom
Chief Information Officer & Vice president
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
Vice President-Strategic Procurement
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Thomas G. Frake
Vice President-Excavation Division
Ms. Kathryn Dickey Karol
Vice President
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Vice President-Enterprise Strategy
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Global Construction & Infrastructure Division
Mr. Bob De Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Tony Fassino
Group President-CI
Mr. Joseph E. Creed
Group President-E&T
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Gerald Johnson
Director
Mr. David W. MacLennan
Director
Mr. David L. Calhoun
Director
Mr. Richard D. Moore
Treasurer
Mr. Matthew R. Jones
Chief Audit Officer
Mr. G. Michael Marvel
Chief Accounting Officer
Ms. Kate Kenny
Head-Global Government & Corporate Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. Juan Ignacio Gallardo Thurlow
Independent Director
Mr. Dan M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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