Bulletin
Investor Alert

Caterpillar Inc.

NYS: CAT

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Jul 23, 2021, 7:58 p.m.

CAT
/zigman2/quotes/203434128/composite

$

209.50

Change

-0.03 -0.01%

Volume

Volume 45,927

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Today's close

$ 209.16

$ 209.53

Change

+0.37 +0.18%

Day low

Day high

$207.86

$210.37

Open

52 week low

52 week high

$130.21

$246.69

Open

Suzette M. Long

Presently, Suzette M. Long holds the position of Secretary, Chief Legal Officer & General Counsel at Caterpillar, Inc.

In her past career Ms. Long occupied the position of Attorney at Gallagher & Kennedy, P.A.

Ms. Long received a graduate degree from Arizona State University and a graduate degree from the University of Arizona.

Transactions

Date Shares Transaction Value
03/08/2021 20,529   Derivative/Non-derivative trans. at $127.6 per share. 2,619,500
03/08/2021 3,104   Disposition at $220.66 per share. 684,929
03/08/2021 8,346   Disposition at $219.74 per share. 1,833,951
03/08/2021 4,561   Disposition at $218.91 per share. 998,449
03/08/2021 16,011   Derivative/Non-derivative trans. at $138.35 per share. 2,215,121
03/08/2021 2,920   Disposition at $220.68 per share. 644,386
03/08/2021 8,516   Disposition at $219.69 per share. 1,870,881
03/08/2021 4,044   Disposition at $218.92 per share. 885,313
03/08/2021 1,772   Disposition at $220.84 per share. 391,329
03/08/2021 3,050   Disposition at $219.69 per share. 670,055
03/08/2021 2,469   Disposition at $218.81 per share. 540,242
03/08/2021 2,685   Disposition at $220.8 per share. 592,848
03/08/2021 9,704   Disposition at $219.84 per share. 2,133,328
03/08/2021 8,140   Disposition at $219.03 per share. 1,782,905
03/08/2021 15,480   Derivative/Non-derivative trans. at $151.12 per share. 2,339,337
02/09/2021 4,471   Derivative/Non-derivative trans. at $196.78 per share. 879,804
02/09/2021 11,762   Award at $0 per share. 0
10/30/2020 3,687   Disposition at $155 per share. 571,485
10/12/2020 29,728   Derivative/Non-derivative trans. at $162.74 per share. 4,837,935
10/12/2020 30,960   Derivative/Non-derivative trans. at $151.12 per share. 4,678,675
09/09/2020 15,070   Derivative/Non-derivative trans. at $154.67 per share. 2,330,877
09/09/2020 16,012   Derivative/Non-derivative trans. at $138.35 per share. 2,215,260
08/04/2020 619   81,411
08/04/2020 1,673   Derivative/Non-derivative trans. at $131.26 per share. 219,598
08/04/2020 1,971   Derivative/Non-derivative trans. at $95.66 per share. 188,545
03/06/2020 390   Derivative/Non-derivative trans. at $120.34 per share. 46,933
03/06/2020 1,821   Derivative/Non-derivative trans. at $120.34 per share. 219,140
02/11/2020 332   Derivative/Non-derivative trans. at $136.15 per share. 45,202
02/11/2020 1,045   Award at $0 per share. 0
10/28/2019 3,250   Derivative/Non-derivative trans. at $139.73 per share. 454,123
10/28/2019 3,943   Derivative/Non-derivative trans. at $95.66 per share. 377,187
09/30/2019 5,019   Disposition at $126.34 per share. 634,101
05/28/2019 6,462   Derivative/Non-derivative trans. at $122.25 per share. 789,980
05/28/2019 5,922   Derivative/Non-derivative trans. at $74.77 per share. 442,787
05/28/2019 2,219   Derivative/Non-derivative trans. at $83 per share. 184,177
03/06/2019 390   Derivative/Non-derivative trans. at $136.19 per share. 53,115
03/06/2019 2,161   Derivative/Non-derivative trans. at $136.19 per share. 294,307
02/12/2019 437   Derivative/Non-derivative trans. at $131.78 per share. 57,588
02/12/2019 1,404   Award at $0 per share. 0
03/06/2018 2,153   Derivative/Non-derivative trans. at $153.33 per share. 330,120
01/30/2018 528   Disposition at $160.46 per share. 84,723
08/14/2017 2,638   Award at $113.71 per share. 299,966
08/04/2017 2,961   Derivative/Non-derivative trans. at $74.77 per share. 221,393
08/04/2017 3,650   Disposition at $114.3 per share. 417,195
08/04/2017 4,438   Derivative/Non-derivative trans. at $83 per share. 368,354
08/04/2017 1,585   Disposition at $114.3 per share. 181,166
08/04/2017 1,756   Derivative/Non-derivative trans. at $96.31 per share. 169,120
08/04/2017 3,497   Disposition at $114.3 per share. 399,708
08/04/2017 4,052   Derivative/Non-derivative trans. at $89.75 per share. 363,667
08/04/2017 2,838   Disposition at $114.3 per share. 324,384
08/04/2017 2,289   Disposition at $114.3 per share. 261,633
08/04/2017 3,025   Derivative/Non-derivative trans. at $110.09 per share. 333,022
03/06/2017 14,635   Award at $0 per share. 0

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie Engstrom
Chief Information Officer & Vice president
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
Vice President-Strategic Procurement
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Thomas G. Frake
Vice President-Excavation Division
Ms. Kathryn Dickey Karol
Vice President
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Vice President
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Global Construction & Infrastructure Division
Mr. Bob De Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Tony Fassino
Group President-CI
Mr. Joseph E. Creed
Group President-E&T
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Gerald Johnson
Director
Mr. David W. MacLennan
Director
Mr. David L. Calhoun
Director
Mr. Richard D. Moore
Treasurer
Mr. Matthew R. Jones
Chief Audit Officer
Mr. G. Michael Marvel
Chief Accounting Officer
Ms. Kate Kenny
Head-Global Government & Corporate Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. Dan M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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