Bulletin
Investor Alert

Caterpillar Inc.

NYS: CAT

GO
/marketstate/country/us

After Hours

 --Quotes are delayed by 20 min

Sep 24, 2021, 7:51 p.m.

CAT
/zigman2/quotes/203434128/composite

$

196.83

Change

+0.01 +0.0051%

Volume

Volume 140,536

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Previous close

$ 196.62

$ 196.82

Change

+0.20 +0.10%

Day low

Day high

$194.93

$197.79

Open

52 week low

52 week high

$143.01

$246.69

Open

G. Michael Marvel

Presently, G. Michael Marvel is Chief Accounting Officer for Caterpillar, Inc. Mr. Marvel is also on the board of YMCA of San Diego County.

Mr. Marvel previously was Chief Financial Officer for Solar Turbines, Inc.

Transactions

Date Shares Transaction Value
05/03/2021 567   Disposition at $230 per share. 130,410
03/08/2021 5,056   Disposition at $220.97 per share. 1,117,225
03/08/2021 5,056   Derivative/Non-derivative trans. at $95.66 per share. 483,656
02/09/2021 235   Derivative/Non-derivative trans. at $196.78 per share. 46,244
02/09/2021 802   Award at $0 per share. 0
02/02/2021 4,018   Disposition at $190.76 per share. 766,474
02/02/2021 4,018   Derivative/Non-derivative trans. at $74.77 per share. 300,425
12/04/2020 2,318   Disposition at $179.5 per share. 416,081
12/04/2020 2,318   Derivative/Non-derivative trans. at $83 per share. 192,394
12/02/2020 4,634   Disposition at $173.26 per share. 802,887
12/02/2020 4,634   Derivative/Non-derivative trans. at $83 per share. 384,622
10/29/2020 4,318   Disposition at $154.39 per share. 666,657
10/29/2020 4,318   Derivative/Non-derivative trans. at $96.31 per share. 415,866
10/29/2020 2,180   Disposition at $154.39 per share. 336,571
10/29/2020 2,180   Derivative/Non-derivative trans. at $89.75 per share. 195,655
02/20/2020 589   Disposition at $137.83 per share. 81,182
02/11/2020 305   Derivative/Non-derivative trans. at $136.15 per share. 41,526
02/11/2020 894   Award at $0 per share. 0
10/29/2019 2,180   Disposition at $139.38 per share. 303,849
10/29/2019 2,180   Derivative/Non-derivative trans. at $89.75 per share. 195,655

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie Engstrom
Chief Information Officer & Vice president
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
Vice President-Strategic Procurement
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Thomas G. Frake
Vice President-Excavation Division
Ms. Kathryn Dickey Karol
Vice President
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Vice President-Enterprise Strategy
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Global Construction & Infrastructure Division
Mr. Bob De Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Tony Fassino
Group President-CI
Mr. Joseph E. Creed
Group President-E&T
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Gerald Johnson
Director
Mr. David W. MacLennan
Director
Mr. David L. Calhoun
Director
Mr. Richard D. Moore
Treasurer
Mr. Matthew R. Jones
Chief Audit Officer
Mr. G. Michael Marvel
Chief Accounting Officer
Ms. Kate Kenny
Head-Global Government & Corporate Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. Juan Ignacio Gallardo Thurlow
Independent Director
Mr. Dan M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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