Bulletin
Investor Alert

Caterpillar Inc.

NYS: CAT

GO
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After Hours

 --Quotes are delayed by 20 min

Oct 21, 2021, 7:59 p.m.

CAT
/zigman2/quotes/203434128/composite

$

201.85

Change

-0.29 -0.14%

Volume

Volume 115,946

Quotes are delayed by 20 min

/zigman2/quotes/203434128/composite

Previous close

$ 204.19

$ 202.14

Change

-2.05 -1.00%

Day low

Day high

$199.74

$202.30

Open

52 week low

52 week high

$149.63

$246.69

Open

Susan C. Schwab

Dr. Susan C. Schwab is an Independent Director at Marriott International, Inc., an Independent Director at FedEx Corp., an Independent Director at Caterpillar, Inc., a Professor at Maryland School of Public Policy, a Member at Aspen Strategy Group and a Professor at University of Maryland. She is on the Board of Directors at Business Council for International Understanding, Marriott International, Inc., The Conference Board, Inc., FedEx Corp. and Caterpillar, Inc. Dr. Schwab was previously employed as an Independent Director by The Boeing Co., a Trade Representative by Office of The United States Trade Representative, a President & Chief Executive Officer by USM Foundation, Inc., a Dean by Maryland School of Public Policy, a Director-Business Development by Motorola, Inc., an Assistant Secretary-Commerce by U.S. Commercial Services LLC, and a Vice Chancellor by University System of Maryland. She also served on the board at Petroleum & Resources Corp., Calpine Corp. and Adams Diversified Equity Fund, Inc. She received her undergraduate degree from Williams College, a graduate degree from Stanford University and a doctorate degree from George Washington University.

Transactions

Date Shares Transaction Value
03/01/2021 683   Award at $0 per share. 0
03/02/2020 1,176   Award at $0 per share. 0
03/04/2019 1,084   Award at $0 per share. 0
03/05/2018 993   Award at $0 per share. 0
03/06/2017 1,307   Award at $0 per share. 0

Officers and Executives

Mr. Donald James Umpleby
Chairman & Chief Executive Officer
Mr. Andrew Robert John Bonfield
Chief Financial Officer
Ms. Jamie Engstrom
Chief Information Officer & Vice president
Mr. Karl E. Weiss
Chief Technology Officer
Mr. John Tuntland
Manager-Large Track Type Tractors Global Products
Ms. Pam Heminger
Vice President-Strategic Procurement
Mr. Eric A. Braun
Chief Compliance Officer
Mr. Thomas G. Frake
Vice President-Excavation Division
Ms. Kathryn Dickey Karol
Vice President
Mr. Nigel A. Lewis
VP-Europe & Africa Distribution Services Division
Ms. Julie A. Lagacy
Vice President-Enterprise Strategy
Mr. Thomas A. Pellette
Senior Vice President
Mr. Philip Kelliher
VP-Americas Distribution Services Division
Ms. Denise C. Johnson
Group President-Resource Industries
Mr. Christopher Snodgrass
VP-Product Support & Logistics Division
Mr. Damien Giraud
VP-Global Construction & Infrastructure Division
Mr. Bob De Lange
Group President-Services, Distribution & Digital
Ms. Tana Leigh Utley
Vice President-Large Power Systems Division
Mr. Tony Fassino
Group President-CI
Mr. Joseph E. Creed
Group President-E&T
Mr. Kyle J. Epley
Vice President-Finance Services Division
Mr. Ogi Redzic
Chief Digital Officer & Vice President-Cat Digital
Mr. Gerald Johnson
Director
Mr. David W. MacLennan
Director
Mr. David L. Calhoun
Director
Mr. Richard D. Moore
Treasurer
Mr. Matthew R. Jones
Chief Audit Officer
Mr. G. Michael Marvel
Chief Accounting Officer
Ms. Kate Kenny
Head-Global Government & Corporate Affairs
Ms. Cheryl H. Johnson
Chief Human Resources Officer
Ms. Nicole M. Puza
Secretary
Ms. Suzette M. Long
Chief Legal Officer & General Counsel
Mr. Edward Barry Rust
Independent Director
Dr. Susan C. Schwab
Independent Director
Mr. Miles D. White
Independent Director
Mr. Juan Ignacio Gallardo Thurlow
Independent Director
Mr. Dan M. Dickinson
Independent Director
Ms. Debra L. Reed-Klages
Independent Director
Mr. Rayford Wilkins
Independent Director
Ms. Kelly Ann Ayotte
Independent Director
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