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Investor Alert

Moody's Corp.

NYS: MCO

GO
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After Hours

 --Quotes are delayed by 20 min

May 7, 2021, 4:54 p.m.

MCO
/zigman2/quotes/202808835/composite

$

334.50

Change

0.00 0.00%

Volume

Volume 11,373

Quotes are delayed by 20 min

/zigman2/quotes/202808835/composite

Previous close

$ 329.60

$ 334.50

Change

+4.90 +1.49%

Day low

Day high

$328.53

$334.68

Open

52 week low

52 week high

$243.13

$340.16

Open

Insider Actions for Moody's Corp.

– Purchase – Sale 1 – Number of Transactions
Date Name Shares Transaction Value
05/03/2021 Robert Scott Fauber
President and CEO; Director
447   Disposition at $327.53 per share. 146,405
04/14/2021 Stephen Tulenko
President, Moody s Analytics
1,500   Disposition at $317.5 per share. 476,250
04/01/2021 Robert Scott Fauber
President and CEO; Director
447   Disposition at $303.9 per share. 135,843
03/26/2021 Stephen Tulenko
President, Moody s Analytics
1,500   Disposition at $302.5 per share. 453,750
03/18/2021 Henry A. McKinnell
Director
17   Award at $289.39 per share. 4,919
03/18/2021 Henry A. McKinnell
Director
109   Award at $287.23 per share. 31,308
03/18/2021 Basil L. Anderson
Director
12   Award at $289.39 per share. 3,472
03/18/2021 Basil L. Anderson
Director
86   Award at $287.23 per share. 24,701
03/18/2021 Jorge A. Bermudez
Director
16   Award at $287.23 per share. 4,595
03/18/2021 Leslie F. Seidman
Director
14   Award at $287.23 per share. 4,021
03/18/2021 Bruce Winfield van Saun
Director
12   Award at $289.39 per share. 3,472
03/18/2021 Bruce Winfield van Saun
Director
6   Award at $287.23 per share. 1,723
03/18/2021 Vincent A. Forlenza
Director
12   Award at $289.39 per share. 3,472
03/18/2021 Therese Marie Esperdy
Director
10   Award at $289.39 per share. 2,893
03/17/2021 John J. Goggins
EVP and General Counsel
51   Disposition at $295.4 per share. 15,065
03/17/2021 John J. Goggins
EVP and General Counsel
1,460   Disposition at $294.31 per share. 429,692
03/17/2021 John J. Goggins
EVP and General Counsel
3,800   Disposition at $292.84 per share. 1,112,792
03/17/2021 John J. Goggins
EVP and General Counsel
6,216   Disposition at $294.27 per share. 1,829,182
03/17/2021 John J. Goggins
EVP and General Counsel
8,435   Derivative/Non-derivative trans. at $80.81 per share. 681,632
03/17/2021 John J. Goggins
EVP and General Counsel
9,908   Derivative/Non-derivative trans. at $79.55 per share. 788,181
03/15/2021 Lloyd W. Howell
Director
611   Award at $294.38 per share. 179,866
03/12/2021 Raymond W. McDaniel
Director
11,480   Disposition at $306.97 per share. 3,524,015
03/12/2021 Raymond W. McDaniel
Director
14,000   Disposition at $306.97 per share. 4,297,580
03/10/2021 Stephen Tulenko
President, Moody s Analytics
1,500   Disposition at $291.5 per share. 437,250
03/02/2021 Michael L West
President, Moody s Investors
2,000   Disposition at $282.9 per share. 565,800
03/02/2021 Mark Kaye
SVP & Chief Financial Officer
1,065   Disposition at $280.85 per share. 299,105
03/02/2021 Caroline Sullivan
SVP-Corporate Controller
394   Disposition at $282.87 per share. 111,450

Transaction Summary

Total insider purchases and sales reported to the SEC

Timeframe Transactions Shares
Last 3 months
42 Purchases
30 Sales
84,878
83,119
Last 6 months
54 Purchases
45 Sales
144,004
155,272
Last 12 months
83 Purchases
82 Sales
212,747
317,370

Officers and Executives

Mr. Raymond W. McDaniel
Non-Executive Chairman
Mr. Robert Scott Fauber
President, Chief Executive Officer & Director
Mr. Mark Kaye
Chief Financial Officer & Senior Vice President
Ms. Mona Breed
Chief Information Officer & Senior Vice President
Mr. Stephen Tulenko
President-Moody's Analytics Segment
Dr. Richard Cantor
Chief Credit Officer
Ms. Helene Gurian
Chief Compliance Officer
Mr. David Brent Platt
Chief Strategy Officer
Mr. Lloyd W. Howell
Director
Mr. David A. Hogan
Treasurer
Mr. Scott Kenney
Chief Audit Executive & Senior Vice President
Ms. Caroline Sullivan
Chief Accounting Officer, Senior VP & Controller
Ms. Shivani Kak
Head-Investor Relations
Ms. Melanie Hughes
Chief Human Resources Officer & Senior VP
Ms. Elizabeth M. McCarroll
Secretary & Associate General Counsel
Ms. Lisa Rabbe
Chief Government & Public Affairs Officer
Mr. John J. Goggins
Executive Vice President & General Counsel
Mr. Jorge A. Bermudez
Independent Director
Ms. Kathryn M. Hill
Independent Director
Ms. Leslie F. Seidman
Independent Director
Mr. Bruce Winfield van Saun
Independent Director
Mr. Vincent A. Forlenza
Independent Director
Ms. Therese Marie Esperdy
Independent Non-Executive Director
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